Search Results for: Global Markets
Bats Welcomes QuantX Funds as a New Issuer to the Bats ETF Marketplace
January 27th, 2017
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed QuantX Funds as a new issuer to the Bats ETF Marketplace with the launch of a suite of risk management focused funds: ...
Citigroup Paying $18 Million for Overbilling Clients
January 27th, 2017
The Securities and Exchange Commission today announced that Citigroup Global Markets has agreed to pay $18.3 million to settle charges that it overbilled investment advisory clients and misplaced client contracts. The SEC’s order finds that at least 60,000 advisory ...
Morgan Stanley, Citigroup Charged With Misleading Investors About Forex Trading Program
January 25th, 2017
The Securities and Exchange Commission today announced that Morgan Stanley Smith Barney and Citigroup Global Markets have agreed to pay more than $2.96 million apiece to settle charges that they made false and misleading statements about a foreign exchange ...
KCG adds four new independent directors to Board
January 20th, 2017
KCG Holdings, Inc. (NYSE: KCG) announced today that its Board of Directors has appointed Peter Fisher, Colin Smith, Heather Tookes and Adrian Weller as Directors, effective immediately. KCG also announced that Rene M. Kern and John C. (Hans) Morris ...
CBOE Holdings Stockholders Approve Share Issuance In Bats Merger
January 18th, 2017
CBOE Holdings, Inc. (NASDAQ: CBOE) has issued an announcement to inform that at a special meeting of its stakeholders held on Tuesday 17/01/2017, CBOE Holdings stockholders voted in favor of a proposal to approve the issuance of shares of ...
CBOE Holdings Announces Pricing of Senior Notes Offering
January 10th, 2017
CBOE Holdings, Inc. (NASDAQ: CBOE) announced today that it priced an underwritten public offering of $650 million of its 3.650% Senior Notes due 2027. The offering is expected to close on January 12, 2017, subject to customary closing conditions. ...
Hotspot reports Volumes for December 2016
January 4th, 2017
Hotspot has published the monthly Volume for December 2016 showing a decrease from the Volume of November. According Hotspot, the Average Daily Volume (ADV) for December reached $24.4 billion where for November the ADV was $30.4 billion. The highest ...
BATS welcomed nine new midcap sector ETFs from Elkhorn Investments
January 3rd, 2017
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market operator for the trading of exchange-traded funds (ETFs), today welcomed nine new midcap sector ETFs from Elkhorn Investments, the industry’s first suite of midcap sector-based products. All of the ...
ADX introduces the Technical Short Selling service by the beginning of 2017
December 28th, 2016
Abu Dhabi Securities Exchange (ADX) has started the technical short selling service by conducting meetings with brokerage companies in Abu Dhabi and Dubai, in order to begin the official introduction early next year. “This service is part of continuing ...
CBOE close the acquisition of Bats; announces changes in Board Leadership
December 23rd, 2016
Edward Tilly to Take on Role of Both Chairman and CEO Chairman William Brodsky to Step Down After Nearly 20 Years at CBOE CBOE Holdings, Inc. (NASDAQ: CBOE) announced today that William J. Brodsky, Susan M. Phillips and R. ...
