Search Results for: Morgan Stanley
Morgan Stanley, Citigroup Charged With Misleading Investors About Forex Trading Program
January 25th, 2017
The Securities and Exchange Commission today announced that Morgan Stanley Smith Barney and Citigroup Global Markets have agreed to pay more than $2.96 million apiece to settle charges that they made false and misleading statements about a foreign exchange ...
SFC reprimands and fines Morgan Stanley
August 25th, 2016
The Securities and Futures Commission (SFC) has resolved its concerns with Morgan Stanley Hong Kong Securities Limited (MSHK) over its internal control failures. Under the resolution, the SFC reprimanded and fined MSHK $18.5 million for breaches of the Code ...
Citadel has just hired a top trader of Morgan Stanley’s electronic trading
April 4th, 2016
Ken Griffin’s Citadel has hired a top trader from Morgan Stanley. Morgan Stanley’s global head of rates electronic trading, Nicola White, is joining Citadel Securities as global COO for fixed income, currencies and commodities, the firm has confirmed. “She has a ...
FinTech Group enters strategic partnership with Morgan Stanley
February 15th, 2016
Feb 15 Fintech Group AG : * Enters strategic partnership for exchange traded products with Morgan Stanley * Morgan Stanley will issue exchange traded products under Flatex brand in a strategic, long-term partnership for German market * Flatex customers ...
A robo-adviser may be in the works for Morgan Stanley
October 23rd, 2015
Wealth Management President Gregory Fleming says a digital platform could attract younger clients to the firm Morgan Stanley may be eyeing its own robo advice platform. During the Money Management Institute fall conference on Wednesday, Morgan Stanley Wealth Management ...
Morgan Stanley’s trading rout sets grim tone for fourth quarter
October 20th, 2015
Morgan Stanley on Monday warned that there was little hope for a quick turnaround in its key trading business given the persistence of global growth concerns that helped pummel the bank’s third quarter earnings. Chief Executive James Gorman was ...
Morgan Stanley: Central Banks Are Playing a Game of Chess That Results in an Endless Cycle of Easing
September 2nd, 2015
The struggle for inflation is real and strategic After the European Central Bank decided to initiate an asset purchasing program, President Mario Draghi reportedly elected to unwind with a game of chess on his iPad during the plane ride back to ...
Profit Surges at Morgan Stanley
July 17th, 2014
Morgan Stanley said on Thursday that its second-quarter earnings surged, driven largely by growth in the firm’s wealth management operations and by strong performances in investment banking and equity sales. Excluding certain charges relating to its debt and a ...
J.P. Morgan to Increase Deposit Rates for Some Big Clients in January
December 29th, 2015
Bank is among first of big peers to boost deposit rates after Fed decision on interest rates J.P. Morgan Chase & Co. will raise deposit rates for some of its biggest clients in January, according to a person familiar with ...
JPMorgan $12.5 Billion Short in Fed Systemic-Risk Charges
July 21st, 2015
JPMorgan Chase & Co. still has a shortfall of as much as $12.5 billion in meeting capital rules approved by the Federal Reserve on Monday. The Fed assigned capital charges totaling more than $200 billion for eight of the ...
