SFC fined millions a securities dealing company
May 10th, 2017
SFC reprimands and fines Promising Securities Company Limited $3.5 million The Securities and Futures Commission (SFC) has reprimanded and fined Promising Securities Company Limited (Promising) $3.5 million for breach of the Code of Conduct and the Management, Supervision and ...
EBRD joins SWIFT’s Know Your Customer Registry
May 9th, 2017
In a move to facilitate global and local financial flows and ensure their transparency, the European Bank for Reconstruction and Development has signed up to use SWIFT’s Know Your Customer (KYC) Registry and is encouraging partner banks in countries ...
COMPLIANCE OFFICER & ANTI MONEY LAUNDERING OFFICER
May 9th, 2017
Overview: Trade Finance is in our DNA. For more than 10 years, XTrade has helped global traders with access to the world’s largest and most liquid market. By offering the most innovative trading tools, hiring the best trading educators, ...
Deutsche Bank and other European companies to establish a pan-industry platform
May 9th, 2017
– “Master key” planned for online activities and public authorities – Initiative seeks to provide competitive, European response to international platform economy – German federal ministries welcome initiative Leading German and European companies have stated their intention to cooperate ...
Information Security Officer
May 8th, 2017
Information Security Officer Reference Number: ISO1017 The position: We are looking for a passionate and self-motivated Information Security Officer to join our IT team. The main responsibilities of the role include: Assisting in the development and implementation of the ...
Junior Compliance Officer
May 8th, 2017
Junior Compliance Officer Reference Number: JCO1017 The position: We are looking for a passionate and self-motivated Junior Compliance Officer to join our Compliance team. The main responsibilities of the position include: Assisting in the development of the internal AML/CFT ...
CySec announced initiation of the compensation payment process by the I.C.F in CommexFX case
May 4th, 2017
The Cyprus Securities Exchange Commission (CySec) has issued an announcement to inform regarding the Initiation of the compensation payment process by the Investor Compensation Fund for Clients of IFs (I.C.F) in relation to the CommexFX Ltd. According the announcement, ...
FRC launch investigation into KPMG
May 4th, 2017
FRC launch investigation into KPMG in relation to the audit of the financial statements of Rolls-Royce Group The Financial Reporting Council (FRC) has commenced an investigation under the Audit Enforcement Procedure into the conduct of KPMG Audit Plc, in ...
Year 2018 will come with significant changes in the rules for systematic internalisers, MiFID II and MiFIR
May 3rd, 2017
On 3 January 2018, significant changes in the rules for systematic internalisers will enter into force together with the revised Markets in Financial Instruments Directive II (MiFID II) and Markets in Financial Instruments Regulation (MiFIR). While the directly applicable ...
Bondholders filed to sue Puerto Rico
May 2nd, 2017
Bondholders filed to sue Puerto Rico Tuesday in the first legal challenge that hit the U.S. territory after a freeze on litigation that protected it from lawsuits expired amid a deep economic crisis. A group representing those who bought ...
