Search Results for: One Financial Markets
Dollar Extends Loss Amid Drone Concern, Oil Rises for Second Day
December 19th, 2016
China seized U.S. drone in international waters in Asia Japan shares fall for first time in three days as yen gains The dollar retreated versus most major peers, as heightened geopolitical tensions over China’s seizure of a U.S. naval ...
Finansinspektionen: Remark and administrative fine for two companies in the Nasdaq Group
December 14th, 2016
Nasdaq Clearing AB is receiving a remark and must pay an administrative fine of SEK 25 million. Nasdaq Stockholm AB is receiving a remark and must pay an administrative fine of SEK 30 million. Finansinspektionen (FI) has investigated how ...
ASIC imposes licence condition on OpenMarkets Australia Limited
December 13th, 2016
ASIC has imposed additional conditions on the Australian financial services licence of OpenMarkets Australia Limited (OpenMarkets). This action follows surveillance activities which identified concerns in OpenMarkets’: arrangements for identifying and preventing potential market misconduct (for example, inadequate automated filters ...
138 million Europeans are financially cut off from society – without a bank account or payment methods
December 12th, 2016
Mastercard on December 12 announced findings from new research into those who are financially excluded across Europe, finding a third (33%) are employed full time and 35% are aged 18-34. 138 million Europeans are financially cut off from society ...
Financial regulators of UK (FCA) and Hong Kong (HKMA) agree on FinTech collaboration
December 8th, 2016
The UK’s Financial Conduct Authority (FCA) and the Hong Kong Monetary Authority (HKMA) have entered into a Co-operation Agreement (Agreement) to foster collaboration between the two regulatory authorities in promoting financial innovation. According to the Agreement, the FCA and the ...
IFSC Belize warns about Global Trade Markets Ltd
December 8th, 2016
The International Financial Services Commission of Belize (IFSC Belize) has issued a warning to inform that: It has come to the notice of the International Financial Services Commission of Belize (IFSC) that an entity calling itself ‘Global Trade Markets ...
AFM fines financial consultancy firm for €2,000 per business day
December 1st, 2016
On 9 November 2016, the Netherlands Authority for the Financial Markets (AFM) imposed an order for incremental penalty payments of €2,000 per business day on Alfred Sturz, trading under the name of Sturz Financieel Advies in Zoetermeer. Sturz operates ...
IC Markets Reports Record Month of Volumes in November
December 1st, 2016
International Capital Markets Pty Ltd (IC Markets), Australia’s largest True ECN Foreign Exchange provider reports record trading volumes of 188 billion USD for the month of November, including 16.5 billion USD on the day of the US election. The ...
Bank of Japan published Overview of the Tokyo Money Market Survey
November 25th, 2016
Introduction The Financial Markets Department of the Bank of Japan (the Bank) has conducted the Tokyo Money Market Survey since 2008 to understand developments in the Japanese money market. Initially, this series of surveys was conducted every other year. ...
ASIC updates licence conditions on Morgans Financial Limited
November 24th, 2016
ASIC and Morgans Financial Limited (Morgans) have agreed for an independent compliance consultant to monitor, evaluate and report on Morgan’s implementation of recommendations arising from an independent review of its compliance measures. The consultant completed its review of Morgans’ ...
