Search Results for: PRA
International law firm announces plans to open a new international office
June 12th, 2017
The new office is the fourth international the International legal firm opens in less than 18 months. International law firm Pinsent Masons today announces plans to open in Dublin in a move which will see the firm open its ...
CySec has imposed fines in a collective sum of €405,000 on a number of directors and relevant persons of CommexFX
June 8th, 2017
The Cyprus Securities and Exchange Commission (CySec) has issued today a press release to inform about its decision to impose a series of financial penalties on a number of directors and relevant persons of CommexFX Ltd (www.commexfx.com). According the ...
CMC Markets released Final results for the year ended 31 March 2017; Reduction in profit before tax
June 8th, 2017
CMC Markets plc (“CMC”), a provider of online and mobile trading platform enabling clients to trade over 10,000 financial instruments, has issued today a press release to publish its final results for the year ended 31 March 2017. According ...
HKEX announces Senior Appointments
June 6th, 2017
Trevor Spanner and Richard Leung appointed Group Chief Information Officer (CIO) and Deputy CIO to consolidate oversight of IT management and platform development across HKEX group Roger Lee and Calvin Tai appointed Joint Chief Operating Officers at HKEX in ...
Brokerage Firm Charged With Failing to Comply With Anti-Money Laundering Laws
June 6th, 2017
The Securities and Exchange Commission (SEC) has issued an announcement to inform that the Commission charges a Salt Lake City-based brokerage firm with securities law violations related to its alleged practice of clearing transactions for microcap stocks that were used ...
CFTC charged Tallinex with Fraud and Failure to Register as a Retail Forex Dealer
June 6th, 2017
CFTC Charges Estonian Company Tallinex with Fraud and Failure to Register as a Retail Foreign Exchange Dealer and Nevada Company General Trader Fulfillment with Failure to Register as an Introducing Broker The U.S. Commodity Futures Trading Commission (CFTC) announced ...
DTCC Appoints Matthew Stauffer to Lead New Institutional Trade Processing Business Line
June 2nd, 2017
DTCC Aligns Offerings to Drive Single, Unified Strategy to Support New Product Development and Create Integrated Suite of Solutions. The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced ...
Kennedys and Carroll, McNulty & Kull LLC complete merger creating global insurance firm
June 1st, 2017
We are pleased to announce that we have today completed our merger with leading US insurance firm Carroll McNulty & Kull (CMK), creating a global insurance practice that will offer clients unrivalled coverage and expertise in all their key ...
Wikipedia vs. Banc De Binary: A 3-year battle against binary options ‘fake news’
June 1st, 2017
Binary options fraudsters employ experts to outwit Google, create laudatory news sites, engage on social media — anything to encourage new victims and keep the truth from coming out. One key battlefield: The online encyclopedia If you’re the strategist ...
ESMA Updates its MAR Q&As
May 30th, 2017
The European Securities and Markets Authority (ESMA) has updated today its Q&A on practical questions regarding the implementation of the Market Abuse Regulation (MAR). The updated Q&As include new answers regarding: Disclosure of inside information related to Pillar II ...
