Search Results for: SEC

SEC Charges Firms Involved in Layering, Manipulation Schemes

March 13th, 2017 (0)
The Securities and Exchange Commission today announced fraud charges against a Ukraine-based trading firm accused of manipulating the U.S. markets hundreds of thousands of times and the New York-based brokerage firm and CEO who allegedly helped make it possible. ...

London Stock Exchange Group announces new international securities market

March 10th, 2017 (0)
Exchange-regulated MTF market for primary debt issuance, operating alongside London Stock Exchange plc’s other markets ISM targeted at institutional and professional investors from around the world Reinforces LSEG’s ongoing commitment to offer UK and global issuers access to a ...

CySec imposed an administrative fine on a Cyprus Investment Firm

March 10th, 2017 (0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform public that at the meeting held on 30th January 2017, the Board of the Commission decided to impose an administrative fine of €5.000 to CIF Novox Capital Ltd ...

Security Engineer

March 10th, 2017 Comments Off on Security Engineer
Security Engineer Reference Number: SENG2017 With over 1,000,000 clients since it was founded in 2009, XM has grown to a large and well established international investment firm and has become a true industry leader. With a workforce of more ...

Which Gulf country’s banking sector is the top in assets volumes

March 9th, 2017 (0)
The UAE’s banking sector came first on the list of the banking sectors in terms of asset volume in the GCC region, with a total value of about US$711 billion, over (AED2. 61 trillion) in 2016, according to statistics ...

CySec warns regarding individuals impersonating CySec representatives

March 8th, 2017 (0)
Following up on its announcements dated 27 November 2015, 10 June 2016 and 19 October 2016 and 17 November 2016, the Cyprus Securities and Exchange Commission (CySEC) would like to remind investors and the general public of the following: ...

Israel Securities Authority announced exams will also be held in English language

March 8th, 2017 (0)
The Israel Securities Authority will, in addition to the exam in Hebrew, conduct the Securities Laws and Professional Ethics exam in English during the 2017 Summer session The Securities Laws and Professional Ethics exam conducted in November 24, 2016, ...

CMC Markets announced a major partnership to become the second-largest stockbroker in Australia

March 8th, 2017 (0)
CMC Markets plc, (LSE: CMCX, “CMC” or the “Group”), a leading global provider of online retail trading, today announces a major stockbroking partnership with Australia and New Zealand Banking Group Ltd (“ANZ”). The transaction will result in CMC becoming ...

Information Security Officer

March 8th, 2017 Comments Off on Information Security Officer
Reference Number: ISO2017 With over 1,000,000 clients since it was founded in 2009, XM has grown to a large and well established international investment firm and has become a true industry leader. With a workforce of more than 300 ...

Yahoo General Counsel resigns following investigations for cybersecurity failures

March 8th, 2017 (0)
A report prepared for the Securities and Exchange Commission identified $11 million worth of legal costs associated with a mass hack of Yahoo accounts that took place in 2014. Last week, Yahoo confirmed that general counsel and company secretary ...
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