Search Results for: SEC
Securities watchdog probes automated trading
August 3rd, 2015
China‘s securities watchdog is investigating the impact of automated trading on share markets, as authorities step up a crackdown on what they regard as heavy speculative selling that could destabilize the world’s second-largest economy. China’s main share markets, both ...
FXCM Japan clients transferred to Rakuten Securities
August 3rd, 2015
Rakuten Securities announced that the integration procedures of FXCM Japan and Rakuten Securities are completed. FXCM Clients and FX Trading Services are now handled by Rakuten. The integration followed the agreement between FXCM Holdings LLC, FXCM Newco LLC and ...
SEC charged Two men and Eight companies with defrauding investors
July 31st, 2015
The Securities and Exchange Commission today charged two men and eight companies with defrauding investors, many of them upstate New York residents, who purchased the companies’ securities and so-called “charitable gift annuities.” According to the SEC’s complaint filed in ...
BATS Files Client Suspension Rule with SEC
July 31st, 2015
BATS Global Markets (BATS) filed with the Securities and Exchange Commission the BATS Client Suspension Rule, which would enable the company to take swifter action to prohibit manipulative behavior, such as spoofing and layering, on the BATS Exchanges. Manipulative ...
SunGard Announces Second Quarter 2015 Results
July 31st, 2015
Financial Software company, SunGard Data Systems Inc.,has issued a press release to announce Second Quarter ended June 30 Results For the quarter, revenue was $687 million, up 2% year over year (up 6% adjusting for currency). Operating income was $108 million ...
CME Group Inc. Reports Strong Second-Quarter 2015 Financial Results
July 30th, 2015
CME Group has issued a report to inform for the Second-Quarter 2015 Financial Results – Second-quarter 2015 revenues rose 12 percent to $820 million – Second-quarter 2015 adjusted net income attributable to CME Group of $320 million and adjusted ...
Investment Technology Group (ITG) in talks to settle SEC Probe and announces preliminary Second Quarter Earnings
July 30th, 2015
ITG announces Preliminary Second Quarter 2015 Earnings Guidance, including Reserve for Probable SEC Settlement The firm informs that expects its results for the second quarter of 2015 to be a GAAP net loss of $10.2 million, or $0.30 per ...
CySec informs that decided to withdraw the suspension of a CIF
July 29th, 2015
The Cyprus Securities and Exchange Commission (‘CySec’), has issued a press release to inform that on its meeting dated 20 July 2015, decided to withdraw, as from 27 July 2015, the suspension of the CIF’s authorisation of ‘Asset Management Advisory ...
Finance Sector in the Dark Over Data Protection Changes
July 28th, 2015
With a quarter of businesses in finance and accountancy sector totally unaware of the EU General Data Protection Regulation we interviewed John Culkin, Director of Information Management, Crown Records Management to find out about the regulation and what financial ...
Central Bank of Russia cancel the licenses of professional securities market participant
July 24th, 2015
The Central Bank of Russia has issued a Notice to inform public on cancelling licences of professional securities market participant. The Bank of Russia took a decision to cancel licences of professional securities market participant due to the revocation ...
