Search Results for: Securities and Exchange Commission
Administrative Fine to DC Digital Processing 2 Ltd from CySec
March 10th, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has issued an announcement giving the DC Digital Processing 2 Ltd the administrative fine of €5.000 for breaching the law article 4(1) of the 2007 Investment Services ...
Regulators Zone
February 4th, 2014
Brexit: Financial market participants whose activity might be impacted
December 29th, 2020
The European Securities and Markets Authority (ESMA) remind stakeholders to be aware and prepared for changes that will occur from 1 January 2021. On 29 March 2017, the United Kingdom (UK) notified the European Council of its intention to ...
The global reset scam
November 20th, 2020
This article takes a tilt at increasing speculation about statist global resets, and why plans such as those promoted by the World Economic Forum will fail. Central bank digital currencies will simply run out of time. Instead, the ...
ASIC further regulates the selling of CFDs to Retail Investors
October 29th, 2020
The Australian Securities and investment commission has announced the restrictions on selling. They would like to protect investors, as they are saying. New rules will also mandate negative account protection. It will ensure customers do not lose more than ...
Civil enforcement action filing in $4.75 Million Forex Ponzi Scheme
September 23rd, 2020
The Commodity Futures Trading Commission (CFTC) announced the filing of a civil enforcement action in the United States District Court for the Middle District of Florida against 10 defendants in a multi-level $4.75 million off-exchange foreign currency (forex) Ponzi ...
iSignthis increases stake in NSX Limited via placement
May 28th, 2020
iSignthis Ltd (ASX : ISX) “the Company” discloses that: As foreshadowed in the announcement of 20th February 2020, the Company’s subsidiary Probanx Holdings Ltd has taken up the option to participate in the NSX Limited (ASX: NSX) capital raise. ...
A resident of Denmark charged in $1.5 million Forex fraud scheme
May 25th, 2020
The Commodity Futures Trading Commission (CFTC) has issued an announcement to inform about the filing of an enforcement action in the U.S. District Court for the Southern District of New York, charging defendant Casper Mikkelsen, a/k/a “Carsten Nielsen,” a/k/a ...
CySEC warns for individuals impersonating CySEC representatives
May 19th, 2020
The Cyprus Securities and Exchange Commission’s (CySEC) has issued an announcement to inform that as a result of the Cyprus Securities and Exchange Commission’s (CySEC) supervision programme, there is evidence of fraudulent representation of CySEC officers engaging with investment ...
U.S. Financial Regulator wins Forex fraud trial; Defendants to pay more than $22.6 million
March 5th, 2020
The Commodity Futures Trading Commission (CFTC) announced that following a bench trial the U.S. District Court for the Middle District of Alabama entered a final judgment against defendants Husam Tayeh of Illinois and his companies, Dinar Corp., Inc. and ...
