Search Results for: Securities and Exchange Commission
GP Global Ltd is organising Anti Money Laundering seminar
October 31st, 2019
GP GLOBAL LTD, a company specialised in offering consulting services, training and seminars since 2002, has issued an announcement to inform about the organisation of Anti Money Laundering seminar. The objective of this AML seminar is to help Companies ...
Emergency action filed against a $1.7 billion unregistered digital token offering
October 15th, 2019
The Securities and Exchange Commission announced that it has filed an emergency action and obtained temporary restraining order against two offshore entities conducting an alleged unregistered, ongoing digital token offering in the U.S. and overseas that has raised more ...
Company to pay millions in penalty for unregistered initial coin offering
October 8th, 2019
The Securities and Exchange Commission announced settled charges against blockchain technology company Block.one for conducting an unregistered initial coin offering of digital tokens (ICO) that raised the equivalent of several billion dollars over approximately one year. The company agreed ...
Enforcement actions against two affiliate marketers for Binary options fraud
October 8th, 2019
The U.S. Commodity Futures Trading Commission today that it filed a pair of enforcement actions against two affiliate marketers, David Sechovich and Peter Szatmari for creating and disseminating millions of fraudulent solicitations to open and fund retail binary options ...
CySEC announced the suspension of the license of a Cyprus Investment Firm
September 26th, 2019
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform that on the 24th of September 2019, has decided to suspend the license of a Cyprus Investment Firm. In accordance with the CySEC’s announcement: The authorisation of ...
CySEC announces the withdrawal of the authorisation of a Cyprus Investment Firm
September 23rd, 2019
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform investors and public for its decision to withdraw the authorisation of a Cyprus Investment Firm. In accordance the CySEC’s announcement, CySEC on its meeting of 9th September ...
$125 million offering fraud; ongoing international trading program
September 20th, 2019
The Securities and Exchange Commission (SEC) announced that it has filed an emergency action and obtained a temporary restraining order and asset freeze against three individuals and three entities in connection with an alleged fraudulent, ongoing international trading program ...
Raid on Chinese-manned firm exposes cryptocurrency scam
September 17th, 2019
Philippines local authorities acting on a tip from the Chinese government have uncovered what could be a growing online investment scam hiding behind a fledgling industry based in one of the country’s special economic zones. This was after government ...
Alert! CySEC warns for a webite using a CIF license number illegally
August 30th, 2019
The Cyprus Securities and Exchange Commission (CySEC) has issued a warning to inform investors that the website epoxtrade.com does not belong to an entity which has been granted an authorization for the provision of investment services and/or the performance ...
The authorisation of four Cyprus Investment Firms is withdrawn by CySEC
August 7th, 2019
The Cyprus Securities and Exchange Commission (CySEC) has issued announcements to inform that at its meetings of 24th June 2019, of 22 July 2019 and of 29th July 2019 has decided, pursuant to section 8(1)(a) of the Investment Services ...
