Search Results for: Securities and Exchange Commission
Nukkleus which obtained a shareholder stake in IBIH Limited the parent company of IronFX Global Group files Q2 financial report
August 22nd, 2016
Nukkleus Inc. has filled its Quarterly Report with the U.S. Securities and Exchange Commission (SEC) in the Form of FORM 10-Q/A, providing, among other, insights of the acquisition of a 9.9% shareholder stake in IBIH, as well as the acquisition ...
CySec imposed an Administrative Fine of €105.000 on a Cyprus Investment Firm
August 22nd, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that the Commission decided to impose a total administrative fine of €105.000 to the CIF HF Markets (Europe) Ltd for non-compliance with the following legislation: ...
CySec issued a Circular for CIFs regarding a new Belgian Regulation for OTC derivatives
August 17th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular to draw the attention of the Cyprus Investment Firms (CIFs) to the enacting of new Belgian Regulation for the distribution of OTC derivatives (binary options, CFDs) to retail clients in ...
CySec approved a new Administrative Services Provider firm
August 17th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that a firm has been approved as Administrative Services Provider (ASP). According the announcement, the below firm have been approved: Apollo (Cyprus) Ltd 10 Kyriakou Matsi ...
CySec informs that Cyprus Investment Firm renounced its authorisation
August 12th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that, on 24 June 2016, the CIF Xenon Capital Partners Ltd (the ‘Company’), which provided investment services via the domain www.xenoncp.com.cy, renounced its authorization pursuant to section 24(1)(b) ...
SEC announced fraud charges against Investment Adviser for stealing money from investors
August 12th, 2016
The Securities and Exchange Commission today announced fraud charges against a San Francisco man and his investment advisory firm accused of pretending to manage millions of dollars in assets and then stealing money from the first client who invested ...
CySec imposed administrative fine on a Cyprus Investment Firm
August 10th, 2016
The Board of the Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform the public that, at the meeting held on 25 July 2016, it decided to impose a total administrative fine of €2.000 to the Cyprus Investment ...
CySec: Administrative Services Provider waived its authorization
August 10th, 2016
The Cyprus Securities and Exchange Commission (CySec) announces that, on 15th of March 2016, the Company Providing Administrative Services Navicorp Trust (Cyprus) Limited (the ‘Company’), waived its authorization pursuant to section 16(1) of the Law Regulating Companies Providing Administrative Services and Related ...
CySec informs for the continuance of suspension of Administrative Service Provider license
August 10th, 2016
Following a previous announcement dated 01.08.2016, the Cyprus Securities and Exchange Commission (the CySec), following a decision at the meeting dated 8th August 2016, announces that the authorization of the Administrative Service Provider “Mutual Trust Limited” with number 44/196 (the “Company”), ...
CySec: The authorization of an Administrative Services Provided has lapsed
August 10th, 2016
The Cyprus Securities and Exchange Commission (CySec) announces that, on 1 st June 2016, the Company Providing Administrative Services JIB Offshore Solutions Ltd (the ‘Company’), waived its authorization pursuant to section 16(1) of the Law Regulating Companies Providing Administrative Services and Related Matters ...
