Search Results for: Securities and Exchange Commission
CySec imposed administrative fine to a Cyprus Investment Firm
March 8th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform public that on 21st December 2015, the Commission decided to impose an administrative fine of €5.000 to the Cypriot Investment Firm (CIF), Grow Wealth Assets Ltd. ...
CySec suspended the license of a Cyprus Investment Firm
March 7th, 2016
The Cyprus Securities and Exchange Commission (CySec), has announced that: The authorisation of the Cyprus Investment Firm ‘Pegase Capital Ltd’, number 225/14, is suspended, pursuant to section 26(2) of the Investment Services and Activities and Regulated Markets Law of ...
CySec announced Renouncement of license of a Cyprus Investment Firm
March 3rd, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that on 22nd February 2016, the CIF Plasma Enterprises Ltd, which provided investment services via the domain www.plasma.com.cy, renounced its authorization pursuant to section 24(1)(b) of ...
CySec announced that a firm obtained the Cyprus Investment Firm license
February 29th, 2016
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “Spot Trading S.T. Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firm). The firm is now authorised to operate legally under the supervision of ...
Banc de Binary Reaches $11 Million Settlement with U.S. Authorities
February 26th, 2016
Company alleged to have illegally signed up U.S. investors to binary options trading platform Banc de Binary Ltd., a financial trading company and a sponsor of Liverpool Football Club, has agreed to an $11 million settlement with U.S. authorities ...
CySec announced the suspension of license of a Cyprus Investment Firm
February 15th, 2016
The Cyprus Securities and Exchange Commission (CySec), has announced that: The authorisation of the Cyprus Investment Firm ‘Trademarker (Cyprus) Ltd’, number 151/11, is suspended, pursuant to section 26(2) of the Investment Services and Activities and Regulated Markets Law (‘theLaw’), ...
Japan’s Fsa Warns Against Unauthorized Optionrally, Two Other Binary Options Brokers
February 11th, 2016
Japan’s financial watchdog, the Financial Services Agency (FSA), included on Wednesday into its alert list binary options brokers LFG Investment, trading as OptionRally, and WorldOptionner Management Office and BizOption Management Office, trading as Bizoption and Worldoption, respectively. The three companies have been providing financial services in the ...
CySec announced that a new firm obtained the CIF license
February 8th, 2016
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “G.S.E Golden Sky Europe Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the supervision ...
SEC fined brokerage firm for violated anti-money laundering rules
February 5th, 2016
The Securities and Exchange Commission announced that a Miami-based brokerage firm agreed to pay a $1 million penalty to settle charges that it violated anti-money laundering rules by allowing foreign entities to buy and sell securities without verifying the identities ...
ISE Mercury™ to Launch on February 16, 2016
February 3rd, 2016
SEC approves ISE’s Form 1 Application for Third Options Exchange The International Securities Exchange Holdings, Inc. (ISE Holdings) announced that the Securities and Exchange Commission (SEC) has approved its Form 1 application for ISE Mercury™, ISE Holdings’ third options ...
