Search Results for: Securities and Exchange Commission
11 Bitcoin Startups That Went Bust in 2015
December 28th, 2015
This year was a time of further consolidation for the bitcoin industry. After what you might call a ‘Wild West’ period (when it seemed everyone with the urge was setting up their own bitcoin-based service), the space is now rapidly becoming ...
CySec announces acquisition of CIF (Cyprus Investment Firm) licence
December 23rd, 2015
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “Positiva Markets (Cy) Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firm). The firm is now authorised to operate legally under the supervision of ...
CySec has issued an announcement regarding Compensation payment process to the covered clients of Pulp International
December 15th, 2015
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform regarding the compensation payment process by the ICF to the covered clients of Pulp International Business Ltd. CySec informs that: Pursuant to the provisions of paragraph ...
CySec has issued a Consultation Paper regarding trading in binary options
December 14th, 2015
The Cyprus Securities and Exchange Commission (CySec) is circulating a document for consultation with market participants regarding proposed changes in the regulatory framework. CySec has prepared this circular: Consultation paper regarding the Trading of binary options contracts in order to inform ...
CySec warns regarding the company ‘Airsoft’
December 10th, 2015
The Cyprus Securities and Exchange Commission (CySec) has issued a press release to warn investors with regards to the company ‘Airsoft’ (www.airsoftltd.com), which according to the information presented on it’s website is a software provider and it is regulated by the ...
JPMorgan Said to Win Relief in SEC Case on Sale of Its Own Funds
December 10th, 2015
Bank to get consent to continue raising money for hedge funds SEC, CFTC may announce settlements with bank as soon as Friday JPMorgan Chase & Co. is close to settling cases that threatened to bar the bank from raising ...
CySec informs regarding the Continuance of Suspension of CIF license of a Cyprus Investment Firm
December 7th, 2015
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform on its decision in the meeting dated 30 November for Continuance of Suspension of CIF licence of the firm ‘Falcon Brokers Ltd’ with number 128/10. ...
Bloomberg Receives SEC Approval for its Confirmation Matching Service
December 2nd, 2015
Bloomberg today announced its subsidiary, Bloomberg STP LLC (Bloomberg STP), has received approval from the U.S. Securities and Exchange Commission (SEC) to offer a confirmation matching service (CMS), for DTC-eligible equity and fixed-income securities. “The financial industry is under ...
New Rules on Reporting Brokers’ Dismissals to Begin Dec. 12
December 2nd, 2015
New rules significantly shorten the window of time brokerage firms have to report the details of a broker’s departure from their firm — an effort by securities regulators to make background information about brokers more accessible to consumers. Starting ...
CySec announced Settlement with IronFX Global Ltd for €335.000
November 27th, 2015
The Cyprus Securities and Exchange Commission (CySec), following its announcement dated 06/08/2015, has issued an announcement to inform that: According the Article 37(4) of the Law 73(I)-2009 consolidated up to 135(I)-2015, the Commission may proceed with a compromise of ...
