Search Results for: Securities and Exchange Commission
CySec informs that a firm providing Administrative Services waived its authorisation
September 18th, 2015
The Cyprus Securities and Exchange Commission (CySec) has issued an announced to inform that: On 27th July 2015, the Company Providing Administrative Services STM (Cyprus) Ltd (the ‘Company’), waived its authorization pursuant to section 16(1) of the Law Regulating Companies Providing Administrative ...
CySec issued warning for an Unauthorised Firm
September 18th, 2015
The Cyprus Securities and Exchange Commission (CySec), the regulatory authority in Cyprus, has issued a press release to warn public in relation with an Unauthorised Firm. Specific, CySec warns that the company ‘Pilpel Capital LTD’ (http://bloombex-options.com): 1. Is not ...
MNB Hungary: Complaints by Hungarian customers against a Cyprus investment firm
September 18th, 2015
A number of indications have been given recently to the MNB’s customer service against Cyprus-based IronFx Global Ltd, claiming that the firm, a provider of a platform for online trading, has not been executing payment orders, leaving customers without ...
CySec announces acquisition of CIF (Cyprus Investment Firms) licence
September 16th, 2015
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that “Alfa Forex Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the supervision of CySec ...
SEC Obtains $30 Million From Traders Who Profited on Hacked News Releases
September 15th, 2015
Litigation Continues Against 32 Other Defendants in Alleged $100 Million Scheme The Securities and Exchange Commission today announced that Ukrainian-based Jaspen Capital Partners Limited and CEO Andriy Supranonok have agreed to pay $30 million to settle allegations they profited ...
CySec announced that a firm has obtained license for CIF
September 15th, 2015
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that “Eurotrade Investments RGB Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under ...
CySec issued warning for an Unauthorised Firm
September 10th, 2015
The Cyprus Securities and Exchange Commission (CySec), the regulatory authority in Cyprus, has issued a press release to warn public in relation with an Unauthorised Firm. Specific, CySec warns that the company ‘Fundsaver Services Ltd’ (www.ubroker.com): 1. Is not ...
SEC Charges Hedge Fund Adviser
September 7th, 2015
The Securities and Exchange Commission (SEC) has issued a press release to inform that the Commission charges Seattle-Area Hedge Fund Adviser With Taking Unearned Management Fees. Two Accountants Charged With Performing Deficient Audit of Fund According to SEC announcement, ...
CySec announces acquisition of CIF (Cyprus Investment Firms) licence
August 20th, 2015
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “TAKIBROKERS LIMITED“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the supervision ...
SFC recovers $23 million for investors from restoration orders against insider dealer Du Jun
August 19th, 2015
Court appointed administrators, Mr John Lees and Mr Mat Ng of JLA Asia Limited, have completed distributions of restoration payments to all but three of the 297 counterparties to the insider dealing by convicted insider trader Mr Du Jun. ...
