Search Results for: Securities and Exchange Commission
CySec: acquisition of CIF (Cyprus Investment Firms) licence
March 20th, 2015
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Royal Forex Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the ...
CySec warning about a Cyprus Investment Firm
March 19th, 2015
The Cyprus Securities and Exchange Commission (CySec) wishes to inform the investors about the company ‘P.M. Investment Capital Ltd’ (‘P.M.’): P.M. is authorised (no. 243/14) by CySEC to provide investment services in relation to financial instruments but is not allowed, ...
ITG announces new capital plans
March 16th, 2015
ITG announces new capital plans and confirms receipt of notice of nomination of directors ITG (NYSE:ITG) or the “Company”, an independent execution and research broker, today provided stockholders with an update on the Company’s review of its capital allocation policies, ...
ASIC facilitates foreign financial service providers applying for exemptions
March 13th, 2015
ASIC is clarifying the documentation foreign financial services providers should provide to it when applying for class order exemptions to conduct business in Australia to facilitate an easier application process. In a written statement to key advisers to foreign ...
Consumer groups accuse SEC of ignoring investors
March 13th, 2015
The Securities and Exchange Commission is not fulfilling its duty to protect retail investors, particularly in how it regulates financial advisers, a number of consumer groups asserted in a letter to the agency. The eight-page letter dated March 10 outlines several ...
CySec warning against unauthorised firm
March 12th, 2015
The Cyprus Securities and Exchange Commission (CySec) wishes to inform the investors that the company ‘TD Options Limited’ (www.basicventure.com/abouttdoption): 1. Is not permitted to provide investment and ancillary services in the Republic, pursuant to Investment Services and Activities and Regulated ...
Citi Announces 2015 Planned Capital Actions
March 12th, 2015
The Federal Reserve Board today advised Citi that it has no objection to the planned capital actions requested by Citi as part of the 2015 Comprehensive Capital Analysis and Review (CCAR). The planned capital actions include an increase of ...
CySec imposes administrative fine of €5.000 to a CIF
March 11th, 2015
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that: In its meeting held on February 09, 2015, decided to impose a total administrative fine of €5.000 to CIF TTCM Traders Trust Capital Markets ...
Citigroup unit probed by more authorities over money laundering
February 26th, 2015
Citigroup Inc (C.N) said additional government authorities have started probes of possible breaches of anti-money laundering laws at its Banamex USA unit. (Read more: International and regional bodies that combat money laundering ) The Financial Crimes Enforcement Network, a unit of ...
Preliminary Results for the year ended 31 December 2014
February 25th, 2015
Focused marketing strategy and ongoing improvement in the strength of the Plus500 brand attracted new customers – active customers exceeded 100,000 for the first time Effective user experience across all platforms including smartphones and tablets Intuitive technology platform enabled ...
