Search Results for: Securities and Exchange Commission
Citigroup unit probed by more authorities over money laundering
February 26th, 2015
Citigroup Inc (C.N) said additional government authorities have started probes of possible breaches of anti-money laundering laws at its Banamex USA unit. (Read more: International and regional bodies that combat money laundering ) The Financial Crimes Enforcement Network, a unit of ...
Preliminary Results for the year ended 31 December 2014
February 25th, 2015
Focused marketing strategy and ongoing improvement in the strength of the Plus500 brand attracted new customers – active customers exceeded 100,000 for the first time Effective user experience across all platforms including smartphones and tablets Intuitive technology platform enabled ...
Bats Global Markets Names Chris Concannon CEO; Joe Ratterman Becomes Chairman
February 25th, 2015
BATS Global Markets (BATS), a leading operator of U.S. and European markets, today announced that President Chris Concannon will be appointed to the additional role of chief executive officer, effective March 31, 2015. Mr. Concannon arrived at BATS as ...
CySec warning against unauthorised firm
February 25th, 2015
The Cyprus Securities and Exchange Commission (CySec) wishes to inform the investors that the company ‘Janibank Investment Ltd’ (http://www.jukebux.com) : 1. Is not permitted to provide investment and ancillary services in the Republic, pursuant to Investment Services and Activities and ...
CySec warning against unauthorised firm
February 24th, 2015
The Cyprus Securities and Exchange Commission (CySec) wishes to inform the investors that the company ‘TALANTO CAPITAL MARKETS (CYPRUS)’ (http://www.talantocm.com): 1. Is not permitted to provide investment and ancillary services in the Republic, pursuant to Investment Services and Activities ...
CySec: Withdraw of CIF authorisation
February 19th, 2015
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has issued an announcement informing that: On its meeting of 2 February 2015, has decided, pursuant, of section 25(1)(c) of the Investment Services and Activities and Regulated Markets ...
CySec announces the suspension of the authorisation of CIF ‘Pulp International Business Ltd’
February 19th, 2015
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that: The authorisation of the Cyprus Investment Firm ‘Pulp International Business Ltd’, number 095/08, is suspended, pursuant to section 26(2) of the Investment Services and ...
MFSA: Warning against INTERACTIVE BROKERAGE LTD (former GLOBAL MARKETS LTD)
February 18th, 2015
INTERACTIVE BROKERAGE LTD (former GLOBAL MARKETS LTD) The Financial Supervision Commission (FSC) draws investors’ and all interested parties’ attention on the fact that starting from February 5th, 2015 GLOBAL MARKETS LTD. changed its corporate name and the new name ...
CySec: acquisition of CIF (Cyprus Investment Firms) licence
February 18th, 2015
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “EDR Financial Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the ...
SEC Announces Charges Against Atlanta Man Accused of Insider Trading in Advance of Tender Offer
February 12th, 2015
The Securities and Exchange Commission today announced charges against an Atlanta resident accused of insider trading in the stock of a technology company by exploiting nonpublic information he learned from the friend of a company executive. The SEC’s Enforcement ...
