Search Results for: Securities and Exchange Commission
ThinkMarkets Implements PayPal for Global Payments Coverage
March 16th, 2017
ThinkMarkets, a leading provider of forex and CFD trading has enhanced its payment offering with the launch of PayPal. The new payment solution enables ThinkMarkets’ global user-base to deposit and withdraw funds through PayPal’s international network. With the addition ...
ANZ, Westpac admit breaches in forex trading
March 16th, 2017
ANZ and Westpac have followed rivals and yielded to the corporate regulator’s investigation into banks’ foreign exchange businesses, agreeing to oversight and changes after traders shared confidential client information and traded to benefit themselves. A week after the banks’ ...
HKEX appoints Group General Counsel
February 13th, 2017
Hong Kong Exchanges and Clearing Limited (HKEX) has appointed Ferheen Mahomed to serve as its Group General Counsel from today (Monday). Ms Mahomed will head HKEX’s Legal Services Department and oversee the Group’s legal function, including the teams at ...
FXCM to exit U.S market following the penalty; Sells accounts to Gain Capital
February 7th, 2017
Following the penalty imposed by CFTC, FXCM has issued an announcement to inform that FXCM US reaches Settlement with NFA and CFTC, the company to Exit the U.S., sells Accounts to GAIN and the company to Pay down Loan. ...
E*TRADE ordered to pay a $280,000 penalty
January 27th, 2017
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against E*TRADE Securities LLC (E*TRADE Securities), an Introducing Broker, and E*TRADE Clearing LLC (E*TRADE Clearing), a Futures Commission Merchant, for non-compliance with applicable record-keeping ...
BCSC warns against a Binary Options provider
January 23rd, 2017
The British Columbia Securities Commission (BCSC) has issued a warning to inform public and investors about Redwood Options, operated by Hampshire Capital Ventures Ltd. (together, the Parties). Redwood Options claims to be a binary options trading brokerage based in Norwich, England, ...
CFTC Grants Order to LCH.Clearnet Limited
January 17th, 2017
CFTC Grants Order to LCH.Clearnet Limited Permitting Portfolio Margining of Customer Positions in Futures, Foreign Futures, and Cleared Swaps The U.S. Commodity Futures Trading Commission (CFTC) today issued an order to LCH.Clearnet Limited (LCH), a CFTC-registered derivatives clearing organization, ...
BCSC added a Forex broker in its Investment Caution List
December 23rd, 2016
The British Columbia Securities Commission (BCSC) has issued an announcement to inform public and investors about www.fx-inter.com. According BCSC, Inter Global is an offshore firm that claims to be a fully regulated Forex broker and offers an online Forex ...
World-first listing on CISE for global bitcoin fund
December 21st, 2016
Global Advisors Investment Fund plc (GABI) has today been admitted to the Official List of the Channel Islands Securities Exchange (CISE) to become the first regulated bitcoin fund to be listed on any exchange globally. The CISE has approved ...
BCSC warns about an online Forex trading provider
December 19th, 2016
The British Columbia Securities Commission (BCSC) has issued warnings to inform public and investors about online Forex trading provider StoxMarket, owned and operated by Marketier Holdings Limited (together, the Parties). StoxMarket claims to be based in the Commonwealth of Dominica, and offers an ...
