Search Results for: Securities and Exchange Commission
CySec announced that a Cyprus Investment Firm renounced its authorisation
September 20th, 2017
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform that, on 29th August 2017, the CIF NEWCEPT FINANCIAL MARKETS (EU) LIMITED (‘the Company’), renounced its authorisation, pursuant to section 24(1)(b) of the Investment Services ...
CySec announced: New Cyprus Investment Firm authorisation
September 12th, 2017
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that a new firm has been approved by the Commission as a Cyprus Investment Firm. According the announcement the firm APME ...
CySec announced a new firm received the Cyprus Investment Firm license
September 8th, 2017
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that a new firm has been approved by the Commission as a Cyprus Investment Firm. According the announcement the firm Wonderinterest ...
China’s Central Bank Is Banning Initial Coin Offerings
September 5th, 2017
Initial coin offerings, or ICOs, are the hot fundraising tactic of the year, giving startups—usually cryptocurrency-related ones—the chance to get funded in exchange for virtual coins rather than company shares. But China isn’t hopping on board. On Monday, the ...
CySec announced a new firm authorised as a Cyprus Investment Firm
August 31st, 2017
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that a new firm has been approved by the Commission as a Cyprus Investment Firm. According the announcement the firm Exclusive ...
CySec informs that a new firm received the Cyprus Investment Firm license
August 28th, 2017
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that a new firm has been approved by the Commission as a Cyprus Investment Firm. According the announcement the firm ...
Hedge Fund Adviser Charged for Inadequate Controls to Prevent Insider Trading
August 22nd, 2017
The Securities and Exchange Commission announced that hedge fund advisory firm Deerfield Management Company L.P. has agreed to pay more than $4.6 million to settle charges that it failed to establish, maintain, and enforce policies and procedures reasonably designed ...
KPMG agreed to pay Millions for audit failures
August 17th, 2017
The Securities and Exchange Commission (SEC) announced that KPMG has agreed to pay more than $6.2 million to settle charges that it failed to properly audit the financial statements of an oil and gas company, resulting in investors being ...
CySec announced the renouncement of a Cyprus Investment Firm’s license
August 11th, 2017
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that, on 9 June 2017, the CIF Lionsman Capital Markets (Cyprus) Ltd (‘the Company’), which provided investment services via the domain www.lionsmancm.com, renounced its authorisation, pursuant ...
CySec: Cyprus Investment Firm renounced its authorisation
August 9th, 2017
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform that, on 1st August 2017, the CIF Reserve Invest (Cyprus) Ltd (‘the Company’), which provided investment services via the domain www.reserve-invest.com, renounced its authorisation, pursuant ...
