Search Results for: Securities and Exchange Commission
Sullivan & Cromwell to open Brussels office with antitrust hire
May 22nd, 2017
Sullivan & Cromwell, the US corporate law firm, has poached a senior European competition lawyer to open its first new office in nearly two decades based in Brussels. Michael Rosenthal is joining S & C as partner to work ...
SEC Charges Fake Filer With Manipulating Fitbit Stock
May 22nd, 2017
The Securities and Exchange Commission today filed fraud charges against a Virginia-based mechanical engineer accused of scheming to manipulate the price of Fitbit stock by making a phony regulatory filing. According to the SEC’s complaint, Robert W. Murray purchased ...
FRENCH, ITALIAN, GERMAN, DANISH, HUNGARIAN, POLISH, CZECH, SPANISH, PORTUGUESE RETENTON OFFICERS
May 18th, 2017
Overview: Trade Finance is in our DNA. For more than 10 years, XTrade offers around-the-clock support and deliver world-class solutions to Clients. Our sophisticated, web-based and Mobile App trading management platforms, allowing clients to manage trade activities from purchase ...
Cyprus Investment Firm renounced its authorisation
May 18th, 2017
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform that a Cyprus Investment Firm renounced its authorisation. According CySec’s announcement, on 27th April 2017, the CIF Lucro Capital Ltd (the ‘Company’), which provided investment ...
Corvil Develops World’s First Virtual Security Expert to Address Cybersecurity in Financial Markets
May 17th, 2017
Corvil today announced a cybersecurity solution specifically designed to address the unique security needs of today’s electronic trading businesses looking to solve escalating concerns over cyber attacks while demonstrating compliance with evolving regulations. Powered by sophisticated machine learning algorithms, ...
SEC charges former head traders at Nomura with fraud
May 16th, 2017
The Securities and Exchange Commission today charged a pair of former head traders who ran the commercial mortgage-backed securities (CMBS) desk at Nomura Securities International Inc. with deliberately lying to customers in order to inflate the profits of the ...
CySec released information about compensation payment process to the covered clients of CommexFX Ltd
May 15th, 2017
The Cyprus Securities and Exchange Commission (CySec) has released today an update in relation to the compensation payment process by the ICF to the covered clients of CommexFX Ltd. According the announcement: Pursuant to the provisions of paragraph 24 ...
A new Firm approved by CySec as Administrative Services Provider
May 15th, 2017
The Cyprus Securities and Exchange Commission (CySec) released today an announcement to inform that the firm Topcare Corporate Services Limited approved by the Commission as Administrative Services Provider (ASP). Below details were released: Topcare Corporate Services Limited 11 Erechthiou Street, ...
International law firm former partner Charged in $1 Million insider trading scheme
May 12th, 2017
The Securities and Exchange Commission today charged a former partner at an international law firm and his neighbor with making more than $1 million in illicit profits by insider trading around corporate announcements. The SEC alleges that Walter C. ...
Barclays to pay $97 Million for overcharging clients
May 11th, 2017
The Securities and Exchange Commission today announced an enforcement action requiring Barclays Capital to refund advisory fees or mutual fund sales charges to clients who were overcharged. In a settlement of more than $97 million, Barclays agreed to settle ...
