Search Results for: Securities and Exchange Commission

SPANISH & PORTUGUESE SALES/RETENTION OFFICERS

January 12th, 2017 Comments Off on SPANISH & PORTUGUESE SALES/RETENTION OFFICERS
Industry: Financial Services Description: XTrade is an award-winning provider of desktop and mobile trading services, featuring CFD trading on stocks, national stock indices, commodities, and currencies. The brokerage’s financial technology includes five digital trading platforms, all of which are ...

CySec announces that Banc De Binary Ltd renounced its authorization

January 11th, 2017 (0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that on 9th January 2017, the Cyprus Investment Firm Banc De Binary Ltd (the ‘Company’) renounced its authorization pursuant to section 24(1)(b) of the Investment Services ...

CySec fined Administrative Services Provider for €15.000

January 10th, 2017 (0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that the Board of the Commission at its meeting held on December 05, 2016, decided to impose a total administrative fine of €15.000 on the ASP ...

CBOE Holdings Announces Pricing of Senior Notes Offering

January 10th, 2017 (0)
CBOE Holdings, Inc. (NASDAQ: CBOE) announced today that it priced an underwritten public offering of $650 million of its 3.650% Senior Notes due 2027. The offering is expected to close on January 12, 2017, subject to customary closing conditions. ...

SEC Awards $5.5 Million to Whistleblower

January 9th, 2017 (0)
The Securities and Exchange Commission today announced an award of more than $5.5 million to a whistleblower who provided critical information that helped the SEC uncover an ongoing scheme. According to the SEC’s order, the whistleblower was employed at ...

CySec issued a Circular in relation to Whistleblowers

January 3rd, 2017 (0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular for persons wishing to report cases of actual or potential infringement of Regulation (EU) No 596/2014 on market abuse–  Whistle-blowers. The Subject of the circular is “Procedures for ...

AML & RISK MANAGEMENT OFFICER

December 28th, 2016 Comments Off on AML & RISK MANAGEMENT OFFICER
Industry: Financial Services Description: XTrade is an award-winning provider of desktop and mobile trading services, featuring CFD trading on stocks, national stock indices, commodities, and currencies. The brokerage’s financial technology includes five digital trading platforms, all of which are ...

Chinese Traders Charged With Trading on Hacked Nonpublic Information Stolen From Two Law Firms

December 28th, 2016 (0)
Marks First Time SEC Charges Hacking Into Law Firm Computer Networks The Securities and Exchange Commission today charged three Chinese traders with fraudulently trading on hacked nonpublic market-moving information stolen from two prominent New York-based law firms, racking up ...

CySec decided to impose a €100.000 administrative fine to a Cyprus Investment Firm

December 27th, 2016 (0)
The Board of the Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform the public that, at the meeting held on 28 November 2016, it decided to impose a total administrative fine of €100.000 to CIF ...

FRENCH SALES RETENTION OFFICER

December 27th, 2016 Comments Off on FRENCH SALES RETENTION OFFICER
Industry: Financial Services Description: XTrade is an award-winning provider of desktop and mobile trading services, featuring CFD trading on stocks, national stock indices, commodities, and currencies. The brokerage’s financial technology includes five digital trading platforms, all of which are ...
Broker Cyprus TopFX