Search Results for: Trading
Ex-Merrill Lynch Broker Ordered to Pay Restitution for Insider Trading
August 26th, 2015
Scheme used offshore brokerage account to make trades based on Qualcomm inside information A former Merrill Lynch broker was ordered to pay $1.4 million in restitution to the brokerage on Tuesday for his role in an insider-trading scheme involving ...
SEC Charges Former Investment Bank Analyst and Two Others With Insider Trading in Advance of Client Deals
August 26th, 2015
The Securities and Exchange Commission today charged a former investment bank analyst with illegally tipping his close friend with confidential information about clients involved in impending mergers and acquisitions of technology companies. The SEC also charged his friend and ...
Nasdaq poised to launch FX trading platform: top executive
August 26th, 2015
Nasdaq (NDAQ.O) is poised to launch a platform for foreign exchange trading which it says would make the $5 trillion-a-day global market more transparent and would diversify its own business, a top executive from the stock market operator said. ...
Dow plunges after rollercoaster trading on ‘Black Monday’ for global markets
August 25th, 2015
Dow’s 586-point drop puts it on track for its worst month since February 2009 as White House seeks to reassure investors that US economy can withstand volatility Hundreds of billions of dollars were wiped off global stocks on Monday ...
TradeSharp Integrates with Tradier Inc., to provide Traders with Brokerage Services and Enhanced Trading Strategies
August 21st, 2015
Tradier Brokerage, Inc., the brokerage API company, announced that TradeSharp has integrated with the Tradier API to enable individual traders using its Algorithmic Trading Platform to benefit from Tradier’s brokerage services, scalability and competitive pricing. Individual investors and traders ...
TechFinancials’ Trading Update August 2015 ahead of the Group’s Interim Results
August 21st, 2015
TechFinancials has issued a press release to inform about Group’s Trading Update for August 2015 ahead of the Group’s Interim Results for the six months ended 30 June 2015, which are expected to be announced in the second half ...
Thomson Reuters Confirms Higher Industry Standards for FX Trading
August 20th, 2015
Final FXall Operational Procedures reflect results of customer consultation and codify rules for the use of provisory liquidity Thomson Reuters published operational procedures for trading protocols on its FXall platform, following consultation with the industry. The procedures announced include ...
BCSC warns against unregistered forex trading platform
August 20th, 2015
British Columbia Securities Commission has issued a press release to inform public for an unregistered on-line forex trading platform made unsolicited telephone calls to British Columbia (BC) residents, to open an account with Broker Capital. BCSC informs that the ...
Asia’s first Trading-Atrium announces prime of prime FX liquidity pool market access capability
August 13th, 2015
Blackwell Global and Neo & Partners Global collaborate to establish Prime of Prime (Pop) services within the Trading-Atrium. Neo & Partners Global (NPG), the provider of smart electronic trading solutions and creator of Asia’s first Trading-Atrium, has announced a ...
SEC Charges ITG With Operating Secret Trading Desk and Misusing Dark Pool Subscriber Trading Information
August 13th, 2015
The Securities and Exchange Commission today announced that ITG Inc. and its affiliate AlterNet Securities have agreed to pay $20.3 million to settle charges that they operated a secret trading desk and misused the confidential trading information of dark ...
