Search Results for: Trading
Deutsche Bank agrees to pay fines
April 23rd, 2015
Deutsche Bank has issued a press release to inform that: Deutsche Bank has reached a joint settlement with US and UK regulators over all of their remaining investigations into past submissions for interbank offered rates (IBOR) benchmarks. Read also: Deutsche Bank ...
Deutsche Bank fined £227 million by FCA
April 23rd, 2015
The Financial Conduct Authority (FCA) has handed Deutsche Bank AG (Deutsche Bank) a £227 million ($340 million) fine, its largest ever for LIBOR and EURIBOR-related (collectively known as IBOR) misconduct. The fine is so large because Deutsche Bank also ...
Credit Suisse Goes Live Globally on FXSpotStream
April 23rd, 2015
Credit Suisse Goes Live Globally on FXSpotStream as the 10th Liquidity Provider and Commences Client Trading FXSpotStream LLC, a wholly owned subsidiary of LiquidityMatch LLC, today announced that Credit Suisse is now live as a liquidity providing bank to ...
CFTC Staff Issue No Action Letters Providing Relief in Connection with Erroneous Swap Trades and Swap Trade Confirmations
April 23rd, 2015
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (DMO) and the Division of Clearing and Risk (together, the Divisions) issued a no-action letter providing time-limited relief to swap execution facilities (SEFs) and designated contract markets (DCMs) ...
MarketAxess Reports First Quarter 2015 Record Revenues
April 23rd, 2015
MarketAxess Reports First Quarter 2015 Record Revenues of $76.8 Million, Record Pre-Tax Income of $38.5 Million and Record Diluted EPS of $0.65 First Quarter Financial Highlights* Record revenues of $76.8 million, up 21.1% Record pre-tax income of $38.5 million, ...
Sell-Side Technology Awards 2015: The Winners
April 22nd, 2015
For the third straight year, Waters identified the best on the sell side at the Sell-Side Technology Awards dinner in Manhattan following the North American Trading Architecture Summit. This year’s set of winners includes a mix of reigning champions ...
FCA fines Merrill Lynch
April 22nd, 2015
FCA has issued a press release to inform that: Merrill Lynch International (MLI) has been fined £13,285,900 by the Financial Conduct Authority (FCA) for incorrectly reporting 35,034,810 transactions and failing to report another 121,387 transactions between November 2007 and ...
i-Swap and ICAP Information Services launch ‘i-Swap History’
April 22nd, 2015
New product contains 4 years of historical over-the-counter Euro swap data ICAP plc (IAP.L), a leading markets operator and provider of post trade risk mitigation and information services, announces today that ICAP Information Services (IIS), the market data business ...
ESMA is seeking information on new developments in virtual currency investment
April 22nd, 2015
The European Securities and Markets Authority (ESMA) has launched a call for evidence on investments using virtual currency or distributed ledger technology. ESMA is seeking information and views from stakeholders on new developments in how virtual currency technology is ...
Number of businesses EU VAT rules affect ‘underestimated’
April 22nd, 2015
HMRC’s underestimation of the number of small businesses affected by the new VAT EU rules on the supply of business to customer digital services caused thousands to struggle with the new regulations. The claims were made by the EU ...
