Search Results for: Trading
b-next enhances CMC:Global Control Room to monitor financial institutions’ global trading and banking activity
October 24th, 2014
b-next, a specialist provider of capital markets compliance solutions, announced the enhancement of its proprietary CMC:Global Control Room web-based tool to provide financial institutions with a comprehensive view of all activities across its global operations. The CMC:Global Control Room ...
SEC: Rengan Rajaratnam Settles Insider Trading Charges
October 24th, 2014
The Securities and Exchange Commission (SEC) has announced that former hedge fund manager Rajarengan “Rengan” Rajaratnam has agreed to pay more than $840,000 and accept securities industry bars in order to settle the agency’s insider trading case against him. ...
Credit Suisse Profit More Than Doubles as Trading Rises
October 23rd, 2014
Credit Suisse Group AG (CSGN), Switzerland’s second-biggest bank, reported an increase in third-quarter profit driven by a surge in revenue at the investment bank, while earnings in other businesses fell. The group’s net income jumped to 1.03 billion Swiss ...
Alpari Trading Volumes Reach $217 Billion in September
October 23rd, 2014
The Alpari group of companies have announced trading volumes in excess of $217 billion for 1-30 September 2014. Forex, precious metals and commodity trading proved particularly robust during September. Comprehensive analysis of the Scottish referendum – which included Bloomberg ...
World Cup Trading Championships set for November
October 20th, 2014
JUST ANNOUNCED: The Inaugural World Cup Championship of Binary Options Trading, co-sponsored by the Nadex exchange, runs Nov. 2-28, 2014! Account minimums of just $500 — our lowest ever — apply for this event. This is the first new ...
SEC Charges New York-Based High Frequency Trading Firm With Fraudulent Trading
October 17th, 2014
The Securities and Exchange Commission sanctioned a New York City-based high frequency trading firm for placing a large number of aggressive, rapid-fire trades in the final two seconds of almost every trading day during a six-month period to manipulate ...
SEC Announces Insider Trading Charges Against Former Financial Analyst at Pharmaceutical Company
October 15th, 2014
The Securities and Exchange Commission announced insider trading charges against a Massachusetts man who allegedly tipped his friend with nonpublic information about potential acquisition targets of the pharmaceutical company where he worked. The SEC alleges that Zachary Zwerko was ...
China Approves Brokerages to Start HK-Shanghai Trading
October 15th, 2014
China approved brokerages including Central China Securities Co. (1375) to offer trading services that pave the way for the start of a program allowing investors in Shanghai and Hong Kong access to each other’s stock markets. Central China shares ...
AMF warns of the dangers of forex market trading for individual investors
October 13th, 2014
The AMF, France’s financial markets regulator, has begun an online publicity campaign to increase public awareness of the risks of trading in the forex market, following the growing number of complaints from investors and many advertisements for investors to trade ...
Former Hanlong Executive Charged on Insider Trading
October 10th, 2014
A mining executive who fled Australia three years ago has been extradited from Hong Kong and charged with 104 insider trading offenses linked to planned takeovers by a Sichuan Hanlong Group unit. Xiao Hui, also known as Steven Xiao, ...
