Search Results for: UK FCA
Financial Regulators in UK and Spain warn on unauthorised investment firms
September 8th, 2015
The UK and Spanish Financial regulators Financial Conduct Authority (FCA) and Comision Nacional del Mercado De Valores (CNMV), have issued warnings to inform public for firms providing financial products and investment services in UK and Spain that are not authorised ...
FCA warns on a Broker firm with office address in Cyprus
September 3rd, 2015
FCA, the Financial Conduct Authority of UK, has issued a warning to inform public regarding www.ubroker.com that the FCA believes that has been providing financial services or products in the UK without FCA’s authorisation. FCA reports the details of ...
FCA warning against clone firm: Castlerigg UCITS Fund PLC
August 25th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their tactics to scam people: Clone firm details: Castlerigg UCITS Fund ...
FCA warns against unauthorised firm
August 21st, 2015
FCA has issued a warning to inform public against a firm that is not authorised by the Authority but has been targeting people in the UK. This firm is: JC Sterling & Roth Address: 11 Dorset Street, London, W1U ...
FCA warns against clone and unauthorised firms
August 19th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert investors and public that: Fraudsters are using or giving out the following details as part of their tactics to scam people: Clone firm details: ...
FCA warns public for unauthorised firm
August 18th, 2015
FCA, the financial regulator of UK, has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals offering, promoting or selling financial ...
FCA bans and fines former director of advisory firm TailorMade Independent Ltd
August 13th, 2015
FCA UK has issued a press release to inform on its decision to ban and fine Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings. Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI), has been banned ...
FCA warning against unauthorised firm: International Asset Management Group Ltd / IAM Group
August 10th, 2015
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals offering, promoting or selling financial services or products in the ...
FCA warning against unauthorised firm: Lamberg Kapital Ltd
August 6th, 2015
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals offering, promoting or selling financial services or products in the ...
FCA warns the public for unauthorised firm and individual
August 4th, 2015
FCA, the financial regulator of UK, has issued notices to warn public for a Debt Management company and an individual that believes that have been providing credit activities and financial services in UK without its authorization. The Debt Management ...
