Search Results for: UK FCA
FCA warning against clone firm
May 5th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their tactics to scam people: Clone firm details Ebor ...
FCA warning against unauthorised firm
May 4th, 2015
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals offering, promoting or selling financial services or products in ...
Deutsche Bank fined £227 million by FCA
April 23rd, 2015
The Financial Conduct Authority (FCA) has handed Deutsche Bank AG (Deutsche Bank) a £227 million ($340 million) fine, its largest ever for LIBOR and EURIBOR-related (collectively known as IBOR) misconduct. The fine is so large because Deutsche Bank also ...
FCA fines Merrill Lynch
April 22nd, 2015
FCA has issued a press release to inform that: Merrill Lynch International (MLI) has been fined £13,285,900 by the Financial Conduct Authority (FCA) for incorrectly reporting 35,034,810 transactions and failing to report another 121,387 transactions between November 2007 and ...
FCA warning against a scam property fund
April 20th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Hermay Limited has been accepting deposits from consumers without our authorisation and we suspect it has operated a scam property fund ...
Latest update on Alpari (UK) Limited in Special Administration
April 16th, 2015
KPMG released an update regrading Client Claims and Client Money Pool (“CMP”) of Alpari (UK) Limited. The Joint Special Administrator’s released the following: CMP Illustrative Financial Outcome as at 8 April 2015 Valuation of Swiss currency pair trades CMP ...
FCA fines The Bank of New York Mellon
April 15th, 2015
The Financial Conduct Authority of UK issued a press release to inform that: The Financial Conduct Authority (FCA) has today fined The Bank of New York Mellon London Branch (BNYMLB) and The Bank of New York Mellon International Limited ...
FCA issued a warning about a Clone Firm
April 14th, 2015
The FCA has issued a warning to inform that: Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: Black Rock Ltd (clone of FCA authorised firm) Telephone: +44 203 ...
FCA lambasted by MPs over insurance market panic
March 27th, 2015
The Financial Conduct Authority has still not learnt from last year’s calamitous “pre-briefing” of insurance market reforms, and its chief executive, Martin Wheatley, is still in denial about what went wrong, a committee of MPs warns today. The Treasury ...
FCA warning against clone firm
March 26th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: Clone ...
