Search Results for: UK FCA
Beware: Supervisory authorities around the world issued investor protection warnings
July 25th, 2018
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Spain (Comisión Nacional del Mercado de Valores – Cnmv), Austria (Financial Market Authority – FMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), France (Authorité des Marchés ...
Investors warnings to avoid unathorized financial services firms
June 28th, 2018
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Sweden (Finansinspektionen), Austria (Financial Market Authority – FMA), Spain (Comisión Nacional del Mercado de Valores – CNMV), Hong Kong ...
Software Developer Python
June 1st, 2018
Who we Are? Are you looking for a job opportunity in the exciting field of Forex? Tickmill is a global group of regulated financial companies offering trading services with a prime focus on CFDs in Forex, Stock Indices, Commodities, ...
Beware of companies offering investments without the required authorisations
May 2nd, 2018
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Italy (Consob), Luxembourg (Commission de Surveillance du Secteur Financier – CSSF), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong (Securities and Futures Commission – SFC) ...
Supervisory authorities around the world warn for unauthorised financial services firms
April 13th, 2018
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong (Securities and Futures Commission – SFC), Austria (Financial Market Authority – FMA), France (Autoritè des Marches Financiers ...
Financial supervisory authorities from around the world issued investor protection warnings
March 28th, 2018
The supervisory authorities of the Italy (CONSOB), United Kingdom (Financial Conduct Authority – FCA), France (Autoritè des Marchers Financiers – AMF), Ireland (Central Bank of Ireland), British Columbia (British Columbia Securities Commission – BCSC), Switzerland (Swiss Financial Market Supervisory ...
New credit card rules introduced by the Financial Conduct Authority
February 28th, 2018
The Financial Conduct Authority (FCA) has published its final policy statement on new rules for the credit card market. The FCA estimates the changes will save consumers between £310 million and £1.3 billion a year in lower interest charges. ...
Four Guilty In Relation To £1.4 Million Investment Scheme
December 4th, 2017
In a criminal prosecution brought by the Financial Conduct Authority (FCA), Samrat Bhandari and Dr Muhammad Aleem Mirza have been found guilty for their roles in operating an investment scheme which led to more than 300 investors losing a ...
Bond Trader fined for market abuse
November 28th, 2017
The Financial Conduct Authority (FCA) has imposed on Paul Walter, a former Bank of America Merrill Lynch International Limited (BAML) bond trader, a financial penalty of £60,090 for engaging in market abuse. Following an investigation, the FCA found that ...
Financial Market Supervisory Authorities Around The World Issued Warnings
November 27th, 2017
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Holland (Netherlands Authority for the Financial Markets – AFM), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong (Securities and Futures Commission – SFC), Malaysia (Securities ...
