Search Results for: UK FCA
Capita Financial Managers to pay up to £66 million to those investors who suffered loss of an investment
November 13th, 2017
The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low ...
Merrill Lynch fined £34.5 million for failures under EMIR
October 24th, 2017
Merrill Lynch International (MLI) has been fined £34,524,000 by the Financial Conduct Authority (FCA) for failing to report 68.5 million exchange traded derivative transactions between 12 February 2014 and 6 February 2016. This is the first enforcement action against ...
Supervisory authorities around the world warn of unauthorised financial services entities
October 23rd, 2017
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Austria (Financial Market Autority – FMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Ireland (Central Bank of Ireland), Hong Kong (Securities and Futures Commission – SFC) ...
London police raided 20 offices as part of a crackdown on binary options fraud
October 20th, 2017
The City of London Police has issued a press release to inform that conducted a day of action and visited 20 offices to speak with businesses to help build an intelligence picture around Binary Options and other types of ...
Beware of unauthorised financial services entities
October 5th, 2017
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), France (Authorité des Marchés Financiers – AMF), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong (Securities and Futures Commission – SFC), Luxembourg (Commission de Surveillance ...
Supervisory authorities around the world warn for unauthorised financial services entities
September 18th, 2017
The supervisory authorities of Australia (Australian Securities and Investment Commission- ASIC), United Kingdom (Financial Conduct Authority – FCA), Hong Kong (Securities and Futures Commission – SFC), Belgium (Financial Services and Markets Authority – FSMA), Denmark (Danish Financial Supervisory Authority ...
Bats Europe Approved as an APA Under MiFID II
August 30th, 2017
Bats Europe, a CBOE Holdings, Inc. company and the region’s largest equities exchange operator, today announced it received approval from the UK’s Financial Conduct Authority (FCA) on 24 August 2017 to operate its trade reporting facility as an Approved ...
Financial Regulators around the world warn for unauthorized financial services firms
August 1st, 2017
The supervisory authorities of Austria (Financial Market Authority – FMA), Belgium (Financial Services and Markets Authority – FSMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong (Securities and Futures Commission – SFC) and British Columbia (British Columbia ...
Plus500 released that current trading significantly ahead of market expectations
July 3rd, 2017
Plus500, an online service provider for retail customers to trade CFDs internationally, has issued today a press release to publish a half year trading update. According the announcement: Plus500 today announces that following the announcement made on 2 June ...
CMC Markets released Final results for the year ended 31 March 2017; Reduction in profit before tax
June 8th, 2017
CMC Markets plc (“CMC”), a provider of online and mobile trading platform enabling clients to trade over 10,000 financial instruments, has issued today a press release to publish its final results for the year ended 31 March 2017. According ...
