Search Results for: UK FCA
One Financial Markets Expands UAE Operations with Senior Appointments and New Offices
July 28th, 2015
One Financial Markets’ global growth continues, with the appointment of five former senior management team members from Alpari DMCC, new premises in Dubai, a new office in Abu Dhabi and further expansion in London. The ex-Alpari DMCC employees will ...
Linx-Networks teams with VoxSmart to strengthen mobile call recording service
July 16th, 2015
Specialist City trading floor systems integrator, Linx-Networks, is to work with market-leading mobile call recording experts, VoxSmart, to provide trading hubs and solutions that meet the tough new European-wide trading regulations called MiFID II. The new regulations, which become ...
Plus500: Trading update for the six months ended 30 June 2015
July 9th, 2015
Plus500, a leading online service provider for retail customers to trade CFDs internationally, is pleased to announce the following trading update for the first half of 2015. KPIs Key customer and revenues metrics for the six months ended 30 June ...
Financial Regulators issued warnings on unauthorised and clone firms
July 3rd, 2015
The financial regulators of UK FCA, Cyprus CySec and the Russian Self-Regulatory Organization Nonprofit Partnership “Centre for Regulation in OTC Financial Instruments and Technologies” have issued press releases to inform public for unauthorised, clone and black listed companies providing ...
Plus500: Trading and Remediation Update
June 30th, 2015
Plus500, a leading online service provider for retail customers to trade CFDs internationally, today announces the following Trading and Remediation update. Trading As at close of business on 27 June 2015, the last practicable date, the Group had achieved ...
Top Stories of the day June 26
June 26th, 2015
1. Citigroup Inc (C.N) will combine its retail banking and mortgage operations under Jonathan Larsen, according to an internal memo seen by Reuters, in the second senior promotion for a veteran of the bank’s Asian franchise this year. The ...
Regulatory Fine
June 26th, 2015
Global Regulators Cyprus Securities and Exchange Commission (CySec) Fines Imposed for Year 2015 and 2016
One Financial Markets Announces New FSP License in South Africa
June 25th, 2015
One Financial Markets is pleased to announce its new license to operate as a foreign financial service provider (FSP) in South Africa. Authorised and regulated by the Financial Conduct Authority (FCA) in the UK, One Financial Markets offers international ...
Investigation into KPMG in connection with The Bank of New York Mellon’s compliance with the FSA’s client asset rules
June 23rd, 2015
The Financial Reporting Council (FRC) has launched an investigation under the Accountancy Scheme into the conduct of KPMG Audit plc, auditors to The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited, ...
Financial Regulators warnings on unauthorised companies providing investment services
June 18th, 2015
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert that: Akasaka Acquisition Group Addresses: 4th Floor, Kiocho Building, 3-12 Kioi-Cho, Chiyoda-Ku, Tokyo, 1020096 32nd FL., Ana Hotel Tokyo, 12-33, Akasaka 1-Chome, Minato-Ku, Tokyo, 107-0052 Tel- +81345888499, ...
