Search Results for: Vest Financial
CBOE Makes Majority Investment In Vest Financial
January 26th, 2016
CBOE Holdings, Inc. (NASDAQ: CBOE) and The Vest Financial Group Inc. (Vest) announced today at the Inside ETFs Conference that CBOE has made a majority equity investment in Vest, an investment advisor that provides options-centric products. Previous investors in ...
The UK financial markets regulator bars Cyprus Investment Firms
June 4th, 2020
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has issued a press release to inform that has taken action to stop four Cypriot investment firms from continuing to offer ...
Beware of unauthorised companies offering investment and financial services
June 19th, 2019
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Hong Kong (Securities and Futures Commission – SFC), Spain (Comisión Nacional del Mercado de Valores – CNMV), Austria (Financial Market Autority – FMA), Malta (Malta Financial Services ...
Investors Alert: The Cyprus financial regulator issued warnings
October 8th, 2018
The Cyprus Securities and Exchange Commission (CySEC) has issued warnings to inform investors that the websites binatex.com and primustrades.com have not been authorised by CySEC, and the company Brisk Liquidity Ltd through the website www.briskliquidity.nz, uses the name of ...
Investors Alert: Beware of unauthorised financial services firms
September 4th, 2018
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has issued warnings to inform investors and public for “clone firms” and firms providing financial services without the required authorisation in ...
Beware of unauthorised investment and financial services providers
July 31st, 2018
Financial Regulators around the world issued warnings to inform investors and public for companies and websites that are offering investment, financial and insurance services without the required authorisation. The latest warnings are coming from the the supervisory authorities of ...
Investors warnings to avoid unathorized financial services firms
June 28th, 2018
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Sweden (Finansinspektionen), Austria (Financial Market Authority – FMA), Spain (Comisión Nacional del Mercado de Valores – CNMV), Hong Kong ...
Beware of unauthorized companies offering investment and financial services
June 12th, 2018
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Italy (National Commission for Companies and the Stock Exchange – Consob), Austria (Financial Market Authority – FMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Luxembourg (Commission ...
Financial supervisory authorities from around the world issued investor protection warnings
March 28th, 2018
The supervisory authorities of the Italy (CONSOB), United Kingdom (Financial Conduct Authority – FCA), France (Autoritè des Marchers Financiers – AMF), Ireland (Central Bank of Ireland), British Columbia (British Columbia Securities Commission – BCSC), Switzerland (Swiss Financial Market Supervisory ...
French financial regulators warn the public for an unauthorised investment services provider
February 26th, 2018
The Autorité des marchés financiers (AMF) and the Autorité de contrôle prudentiel et de résolution (ACPR) are warning the public against the activities of bil patrimoine and the website www.bil-gestionpatrimoine.com proposing investment services and savings accounts without being authorized ...
