Search Results for: Vest Financial
CySec informs Cyprus Investment Firms about the German and Spanish regulators restrictions for trading CFDs
May 18th, 2017
The Cyprus Securities and Exchange Commission (CySec) has issued two important Circulars to inform Cyprus Investments Firms about the recent announcements of the German Federal Financial Supervisory Authority (BaFin) and of the Spanish Securities and Exchange Commission (CNMV) in ...
UK investment management firm with approximately 3000 customers entered the SAR insolvency proceedings
May 18th, 2017
Strand Capital Limited (Strand), an investment management firm, formally entered the Special Administration Regime (SAR) insolvency proceedings on 17 May 2017. Having reached an assessment that it was no longer solvent, Strand made an application to the court to ...
Corvil Develops World’s First Virtual Security Expert to Address Cybersecurity in Financial Markets
May 17th, 2017
Corvil today announced a cybersecurity solution specifically designed to address the unique security needs of today’s electronic trading businesses looking to solve escalating concerns over cyber attacks while demonstrating compliance with evolving regulations. Powered by sophisticated machine learning algorithms, ...
Former director jailed in misappropriate investor funds case
May 15th, 2017
Mr Gavin Keith Hyland has been convicted in the Brisbane District Court on two counts of dishonestly using his position to misappropriate investor funds. In relation to the first count, Mr Hyland was sentenced to two years imprisonment and ...
Former U.S. politician is warning of a financial collapse by the end of 2017
May 8th, 2017
Former Reagan Administration Official Is Warning Of A Financial Collapse Some Time ‘Between August And November’ If a former Reagan administration official is correct, we are likely to see the next major financial collapse by the end of 2017. ...
Beware of unauthorised providers of financial services
May 8th, 2017
The financial regulatory authorities of UK (Financial Conduct Authority – FCA) and Honk Kong (Securities and Futures Commission – SFC) have issued warnings to inform investors and public about unauthorized providers of financial services. According FCA’s warning, the Authority believes ...
The Isle of Man proposes changes on Collective Investment Schemes
May 5th, 2017
The Isle of Man Financial Services Authority has today issued a Consultation Paper (CP17-04/T05) to obtain information, views and evidence in relation to — (1) the widening of the definition of collective investment schemes to include a limited number ...
FRC launch investigation into KPMG
May 4th, 2017
FRC launch investigation into KPMG in relation to the audit of the financial statements of Rolls-Royce Group The Financial Reporting Council (FRC) has commenced an investigation under the Audit Enforcement Procedure into the conduct of KPMG Audit Plc, in ...
The Financial Conduct Authority warns for Stratton FX
May 2nd, 2017
The Financial Conduct Authority (FCA) has issued a warning about Stratton FX (clone of FCA authorised firm) and informs investors and public that fraudsters are using the details of firms the FCA authorises to try to convince people that ...
Broadridge appoints new President of Investment Management Solutions
May 2nd, 2017
Broadridge Financial Solutions, Inc. (NYSE:BR)announced today that it has appointed Eric Bernstein as President of Broadridge Investment Management Solutions. Broadridge Investment Management Solutions supports more than 225 global hedge funds, asset managers, family offices, fund administrators and prime brokers. ...
