Search Results for: Vest Financial
Wake Up to U.K. Exit Risks, Banks Tell Investors as Polls Shift
October 6th, 2015
Societe Generale sees risk of U.K. leaving EU as high as 45% Europe threatens to overshadow Conservative Party conference Investors are being urged to tune into the looming political battle over the U.K.’s membership of the European Union amid signs ...
CySec announces acquisition of CIF (Cyprus Investment Firms) licence
October 6th, 2015
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “UR Trade Fix Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally ...
CySec announces acquisition of CIF (Cyprus Investment Firms) licence
October 5th, 2015
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that “Click2trade Investment Group Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the supervision of ...
Investment Plan for Europe goes global: China announces its contribution to #investEU
September 29th, 2015
At the High Level Economic and Trade Dialogue in Beijing today, China announced its intention to contribute to the Investment Plan, as well as closer cooperation with the EU on investment issues in general. Today during the High Level ...
CNMV Spain warns on unregistered investment services firms
September 29th, 2015
The regulatory body of the Spanish Stock Market, Comision Nacional del Mercado de Valores (CNMV), has issued press releases to inform public in relation with firms that are not authorised to provide investment services in Spain which includes investment ...
Swiss Investigate Seven Banks Over Precious Metals Market Trading
September 28th, 2015
Inquiry involves possible collusion between UBS, Julius Baer, Deutsche Bank, HSBC, Barclays, Morgan Stanley and Mitsui A Swiss regulator has opened an investigation into precious metals trading at a group of large banks, marking the latest in a line ...
ASIC reports on Australian Financial Services and other licensing activity
September 24th, 2015
The Australian Securities & Investment Commission has issued today its second report in relation on its approach to license activity and applications. Report 448 Overview of licensing and professional registration applications: January to June 2015 (REP 448) sets out ...
OSC issued a warning about a UK Financial Services Firm
September 24th, 2015
Ontario Securities Commission, the Regulatory body of the securities industry in Ontario, issued a warning to inform public that: The firm Algo Capitals Limited, with address in UK, is not registered in Ontario, Canada to engage in the business ...
Firm fined by MNB for performing unauthorised tied agent activity relating to investment services for firms domiciled in Cyprus and UK
September 24th, 2015
Magyar Nemzeti Bank (MNB), the Central Bank of Hungary, has issued an announcement to inform on its decision to impose a market surveillance penalty of HUF 90 million to CFD Markets Kft. which has performed capital market tied agent ...
FCA UK fined Investment Firm’s former finance director
September 23rd, 2015
FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function The Financial Conduct Authority (FCA) has fined Mr McNeil £350,000 and prohibited him from performing any ...
