Search Results for: Vest Financial
CySec announces acquisition of CIF (Cyprus Investment Firms) licence
August 20th, 2015
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “TAKIBROKERS LIMITED“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the supervision ...
SFC recovers $23 million for investors from restoration orders against insider dealer Du Jun
August 19th, 2015
Court appointed administrators, Mr John Lees and Mr Mat Ng of JLA Asia Limited, have completed distributions of restoration payments to all but three of the 297 counterparties to the insider dealing by convicted insider trader Mr Du Jun. ...
Citi Announces Sale of Alternative Investor Services Business
August 19th, 2015
Citigroup announced that it has reached a definitive agreement to sell its Alternative Investor Services business, which comprises Hedge Fund Services and Private Equity Fund Services, to SS&C Technologies Holdings, Inc. The entire operations of this business, including approximately 1,500 ...
Deloitte UK’s financial services practice announces senior appointments
August 17th, 2015
James O’Riordan named leader of Deloitte’s financial services business; David Myers, David Rush and Neil Tomlinson appointed capital markets, insurance and banking leaders. Deloitte, the business advisory firm, has named senior partner, James O’Riordan, as leader of its financial ...
FINRA Fines StockCross Financial Services, Inc. $800,000 for Regulation SHO Violations
August 14th, 2015
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined StockCross Financial Services, Inc. $800,000 for Regulation SHO violations and for related supervisory violations that spanned more than three years. As part of the sanctions, StockCross is ...
PwC Report Reviews State of Global Financial Market Liquidity
August 14th, 2015
The Global Financial Markets Association (GFMA) and the Institute for International Finance (IIF) today released a comprehensive new report from PwC on the state of global market liquidity, produced on behalf of both Associations. “The findings from our research ...
RBS hires PwC to investigate GRG division
August 12th, 2015
PWC has been hired by Royal Bank of Scotland to investigate whether its restructuring division forced viable businesses to fail. RBS has hired the Big Four firm alongside two law firms to scrutinise tens of thousands of businesses put into ...
New York Federal Court Orders New York Financial Advisor Wayne P. Weddington III and His Companies to Pay More than $1 Million
August 6th, 2015
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Colleen McMahon of the U.S. District Court for the Southern District of New York entered a Consent Order of permanent injunction against Defendants Wayne P. Weddington III of New York, New ...
CySec announces the suspension afresh of the authorisation of a Cyprus Investment Firm
August 6th, 2015
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that: Following previous announcements dated 12 June 2015 and 2 July 2015, the Cyprus Securities and Exchange Commission (‘CySEC’), would like to inform the public that, ...
8 Financial Experts That Are Warning That A Great Financial Crisis Is Imminent
August 5th, 2015
Will there be a financial collapse in the United States before the end of 2015? An increasing number of respected financial experts are now warning that we are right on the verge of another great economic crisis. Of course ...
