Search Results for: automated trading
Linear selects RSRCHXchange for MiFID II compliant research procurement
July 15th, 2016
Linear Investments, a specialist prime broker and an award winning hedge fund incubator, has selected RSRCHXchange, the online marketplace for institutional research, to enable their hedge fund clientele to access and track research consumption in a MiFID II compliant ...
FINRA Fines Deutsche Bank Securities Inc. $6 Million
June 30th, 2016
The Financial Industry Regulatory Authority (FINRA) today announced it has fined Deutsche Bank Securities Inc. $6 million for failing to provide complete and accurate trade data in an automated format in a timely manner when requested by FINRA and ...
Traiana goes live with Barclays and UBS
June 14th, 2016
Traiana, the leading provider of pre-trade risk and post-trade processing solutions, announces today that it has gone live with Barclays and UBS on its Harmony CCP Connect for Equities platform. These new banks will further enhance the netting benefits ...
The first major collaboration between an international legal firm and one of the ‘Big Four’ professional services firms
June 14th, 2016
Allen & Overy today announces the launch of MarginMatrix™, a new digital derivatives compliance system to help major banks deal with new regulatory requirements that will come into force for the USD500 trillion over-the-counter (OTC) derivatives market from 1 ...
ASIC: Credit Suisse Equities paid a $74,000 penalty
May 20th, 2016
Credit Suisse Equities (Australia) Limited (“Credit Suisse”) has paid a penalty of $74,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”). The MDP had reasonable grounds to believe that Credit Suisse contravened ...
SaxoTraderGO Growth Exceeds Expectations One Year After Launch
May 4th, 2016
Saxo Bank, the multi-asset trading and investment specialist announces that more than 55% of total revenue from private clients is generated from trades on SaxoTraderGO. Today, exactly a year after the launch of SaxoTraderGO, the platform is Saxo Bank’s most popular platform across all ...
For robo-advisers, the next bear market will be a big test
April 25th, 2016
Robo-advisers might have more reasons to be worried about the next bear market than investors do. Low fees and an investing-on-autopilot approach have attracted about $50 billion in assets to the broad universe of robo-advisers, according to researcher Aite ...
EBS BrokerTec expands its successful NDF offering
April 21st, 2016
One month against the fix complements existing successful one-month outright product EBS BrokerTec, ICAP’s market-leading electronic foreign exchange (FX) and fixed income business, announces today that in response to customer demand it has added a new non-deliverable forward (NDF) ...
Interactive Brokers Group Reports Brokerage Metrics for March 2016
April 4th, 2016
Interactive Brokers Group, Inc. (NASDAQ GS: IBKR) an automated global electronic broker and market maker, today reported its Electronic Brokerage monthly performance metrics for March. Highlights for the month included: 658 thousand Daily Average Revenue Trades (DARTs), 3% higher ...
J.P. Morgan Executives Say Regulators Should Approve IEX as Exchange
March 23rd, 2016
The country’s largest bank is siding with upstart market IEX Group Inc. in its effort to create a new stock exchange that pledges to be a haven for long-term investors. Executives at J.P. Morgan Chase & Co. say regulators should approve IEX’s ...
