Search Results for: brokers
Convict Libor brokers only if they played ‘significant’ role, UK jury told
January 22nd, 2016
Jurors in Britain’s second Libor trial were instructed on Thursday not to convict the six former brokers in the dock unless evidence showed they played a “significant” part in an alleged plot to help convicted trader Tom Hayes rig ...
Interactive Brokers Group Announces 2015 Results
January 20th, 2016
REPORTS COMPREHENSIVE EARNINGS PER SHARE OF $0.62, INCOME BEFORE TAXES OF $458 MILLION ON $1,189 MILLION IN NET REVENUES, AND EARNINGS PER SHARE ON NET INCOME OF $0.78. DECLARES QUARTERLY DIVIDEND OF $0.10 PER SHARE. Interactive Brokers Group, Inc. ...
Six former brokers acted as ‘well-oiled machine’, Libor trial hears
January 14th, 2016
Defendants conspired with convicted trader Tom Hayes to manipulate inter-bank lending rate, prosecution tells court Six former brokers acted as a “well-oiled machine” to assist convicted trader Tom Hayes to rig Libor interest rates, a court has heard. Summing ...
Austrian Financial Market Authority (FMA) Warning: SIBS Brokers
January 13th, 2016
The Austrian Financial Market Authority (FMA) has issued a press release to inform that by publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 12 January 2016 the below company is not entitled to provide investment services in ...
Record number of brokers barred, suspended in 2015
January 7th, 2016
A record number of punishments were levied against bad brokers in 2015 by the Financial Industry Regulatory Authority (Finra), the brokerage industry’s personal regulator. In 2015, 492 brokers were barred from Wall Street and 737 were suspended, according to data ...
Interactive Brokers Group Reports Brokerage Metrics for December 2015, includes Reg.-NMS Execution Statistics
January 5th, 2016
Interactive Brokers Group, Inc. an automated global electronic broker and market maker, today reported its Electronic Brokerage monthly performance metrics for December. Highlights for the month included: 628 thousand Daily Average Revenue Trades (DARTs), 6% higher than prior year ...
OneStopBrokers wishes you Merry Christmas with great offers
December 23rd, 2015
OneStopBrokers’ team wishes you Merry Christmas!!! We are always working to bring you the latest financial news, opinions and analysis from around the world and well known sources. Visit our News Categories to stay informed and OneStopBrokers Directory to ...
Wells Fargo to Nudge Brokers to Get Bigger Clients
December 18th, 2015
Change is bank’s latest push to compete for clients who have millions of dollars in assets Wells Fargo & Co. will push its brokers to work with bigger clients as part of a broader strategy to attract wealthier investors. The ...
Cloud Access Security Brokers Market by Solution & Service – Grow From USD 3.34 Billion in 2015 to USD 7.51 Billion by 2020
December 17th, 2015
Research and Markets has announced the addition of the “Cloud Access Security Brokers Market by Solution & Service – Global Forecast to 2020” report to their offering. This industry forecast the cloud access security brokers market size to grow from USD 3.34 Billion in ...
Brokers Warned Not to Steer Clients’ Stock Trades Into Slow Lane
December 15th, 2015
Brokers have been put on notice: treat your customers’ orders as well as you treat your own. The Financial Industry Regulatory Authority, Wall Street’s self-regulator, recently said firms using the fastest, most expansive price databases for their own stock trading must ...