Interactive Brokers LLC pays $250,000 penalty
December 14th, 2017
Interactive Brokers LLC (‘Interactive’) has paid a penalty of $250,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (‘the MDP’). The MDP found it had reasonable grounds to believe that Interactive had breached ...
CySec announced withdraw of the suspension of a Cyprus Investment Firm’s authorisation
December 1st, 2017
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform the public that at its meeting dated 27 November 2017, decided to withdraw the suspension of the authorisation of the Cyprus Investment Firm Concorde Investments (Cyprus) Ltd ...
Head of Conversion Team
November 28th, 2017
Title: Head of Conversion Team Who we Are? ITrade Global Ltd aims to provide an excellent trading environment for private and institutional investors through a multi-culture work environment of professional forex brokers. Therefore, our success depends on your success, ...
Back Office / Accounting Officer
November 28th, 2017
Title: Back Office / Accounting Officer Who we Are? ITrade Global (CY) Ltd is a CFD and Forex company regulated by Cysec who aims to provide an excellent trading environment for private and institutional investors worldwide through a multi-culture ...
Jersey And The Isle Of Man Have Each Received High Rating In Tax Matters
November 28th, 2017
Jersey and the Isle of Man have each received the highest possible OECD rating in recognition of their compliance with global standards of information exchange in tax matters. Each jurisdiction’s tax transparency framework was subject to a peer review ...
Joint reviews by HKMA and SFC on managing conflicts of interest in financial groups
November 28th, 2017
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) issued a circular highlighting observations from their recent joint thematic reviews on the potential conflicts of interest arising from the sale of in-house products by registered institutions ...
FCStone Financial Ordered To Pay A Penalty
November 17th, 2017
The Commodity Futures Trading Commission (CFTC) issued an order filing and settling charges against FCStone Merchant Services LLC (FCStone Merchant) for entering into multiple noncompetitive trades and against INTL FCStone Financial Inc. (FCStone Financial), a registered Futures Commission Merchant ...
Credit Suisse To Pay Millions For Unlawful Conduct In Its Forex Trading Business
November 15th, 2017
Credit Suisse Traders Engaged in Efforts to Manipulate Prices, Profited at the Expense of Clients, and Improperly Shared Customer Information Credit Suisse Executives Encouraged Traders to Engage in Front Running, Which Deceived and Disadvantaged Customers The Bank Will Also ...
CFTC Orders Cargill to Pay a $10 Million Civil Monetary Penalty
November 7th, 2017
The Commodity Futures Trading Commission (CFTC) announced the filing and simultaneous settlement of charges against Cargill, Inc. (Cargill), of Minnesota, for providing mid-market marks (marks) that concealed from counterparties and its swap data repository (SDR) its full mark-up on certain ...
Morgan Stanley to pay a $350,000 penalty
November 3rd, 2017
CFTC Orders Morgan Stanley and Co. Incorporated to Pay $350,000 Penalty for Omitting Futures and Options Data from Part 17 Large Trader Reports The Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Morgan Stanley ...
