Search Results for: compliance
Plus500 announced new Chairman and released Q1 Trading update
April 26th, 2017
Plus500 today announced a new Chairman of its Board of Directors and released trading update for the three months ended 31 March 2017. According the first announcement, Plus500 informs that Penelope Judd, currently a Non-Executive Director of the Company, will become ...
Plus500 reached a settlement of EUR 550.000 with FSMA Belgium
April 25th, 2017
Plus500, an online trading platform for retail customers to trade CFDs, has issued a press release to announce that it has reached a settlement agreement with the Belgium Financial Services and Markets Authority (“FSMA”) for the amount of EUR 550.000. ...
Order execution solutions provider announced new director of EMEA sales
April 25th, 2017
Redline Trading Solutions, the premier provider of high-performance market data and order execution systems for automated trading, today announced Patrick Lau as Director of EMEA Sales, operating out of Redline’s office in the City of London. “Patrick’s success at ...
DTCC names four new members to Board of Directors
April 25th, 2017
The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that four new members have been elected to its Board of Directors. The new directors are Michael Herskovitz, Director ...
Breaking: CySec fined a Cyprus Investment Firm
April 24th, 2017
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors and public that at the meeting held on March 13th, 2017, decided to impose an administrative fine of €20.000 to the CIF UR Trade Fix ...
CFTC grants registration to NEX SEF Limited
April 21st, 2017
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has issued an Order of Registration to NEX SEF Limited (NEX SEF), of London, England, granting it registration status with the CFTC as a Swap Execution Facility (SEF). ...
Deutsche Bank AG fined $156.6 million
April 21st, 2017
The Federal Reserve on Thursday announced two enforcement actions against Deutsche Bank AG that will require the bank to pay a combined $156.6 million in civil money penalties. The bank will pay a $136.9 million fine for unsafe and ...
UBS Inc. fined by SIX Swiss Exchange Sanctions Commission
April 20th, 2017
On 22 March 2016 the SIX Swiss Exchange Court of Arbitration partially confirmed the decision handed down on 16 March 2015 by the SIX Swiss Exchange Sanctions Commission regarding UBS Inc. The Federal Supreme Court did not occur the ...
Bose Headphones accused in lawsuit of spying on listeners
April 20th, 2017
A new class-action lawsuit claims high-end headphone company Bose has been tracking and distributing customers’ data without telling them. According to the complaint, filed late Tuesday in the U.S. District Court in Chicago, the headphone company’s Bose Connect app ...
SWIFT announces a new real-time payment controls service
April 13th, 2017
SWIFT today announces a new real-time payment controls service to complement and strengthen its customers’ existing fraud controls. The new fraud and cyber-crime prevention service will enable SWIFT customers to screen their payment messages according to their own chosen ...
