Search Results for: compliance

The Autorité des marchés Financiers (AMF) annonces the new composition of the Financial Skills Certification Board

March 8th, 2017 (0)
The mechanism for verifying the level of knowledge of employees of investment services providers relies on the services of the AMF and the Financial Skills Certification Board. The Certification Board is now under the chairmanship of Bernard Coupez. Summary ...

Information Security Officer

March 8th, 2017 Comments Off on Information Security Officer
Reference Number: ISO2017 With over 1,000,000 clients since it was founded in 2009, XM has grown to a large and well established international investment firm and has become a true industry leader. With a workforce of more than 300 ...

Customer Support & Call Monitoring BULGARIAN SPEAKERS Officers

March 7th, 2017 Comments Off on Customer Support & Call Monitoring BULGARIAN SPEAKERS Officers
Job Purpose: The successful candidate will be responsible for handling and resolving customer queries, as well as proactively providing first class customer care across our clients. The role will involve understanding the root cause of any complaints by monitoring ...

International law firm names five tech start-ups to get free legal advice

March 7th, 2017 (0)
Five businesses selected to join fintech entrepreneurs programme Slaughter and May, the leading international law firm, today announces the names of five tech businesses it has selected to join its Fintech Fast Forward programme. The successful businesses, which operate ...

SFC Hong Kong fined $3 million a security brokerage company

March 6th, 2017 (0)
The Securities and Futures Commission (SFC) has reprimanded Guangdong Securities Limited (GSL), now known as Sinolink Securities (Hong Kong) Company Limited (Sinolink), and fined it $3 million for failures in complying with anti-money laundering guidelines when handling third party ...

CySec informs Cyprus Investment Firms about freedom to provide investment services in a third country

March 6th, 2017 (0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular to inform Cyprus Investment Firms (CIFs) in respect of the freedom to provide investment and ancillary services and/or perform investment activities in a third country. According the Circular: ...

CySec: Two Administrative Services Providers waived their authorization

March 6th, 2017 (1)
The Cyprus Securities and Exchange Commission (CySec) has issued press releases to announce that the authorization of two Administrative Services Providers (ASP) lapsed. According the CySec’s announcements the ASP companies: 1) Suxess Management Ltd; and 2) Amiltrust Cyprus Ltd ...

Oil prices fell in Asian trade on Monday

March 6th, 2017 (0)
Oil prices fell in Asian trade on Monday, wiping out some of the gains of the previous session amid worries lower growth targets in China could cut oil demand and ongoing concern over Russia’s compliance with a global deal ...

Oil prices under pressure after historical high for U.S. crude stocks

March 2nd, 2017 (0)
Oil prices fell further Thursday, depressed by the latest pick up in U.S. crude stockpiles and production. On the New York Mercantile Exchange, light, sweet crude futures for delivery in AprilCLJ7, -0.33%  traded at $53.54 a barrel, down 29 ...

CBOE Holdings Announces Close of Acquisition of Bats Global Markets

March 1st, 2017 (0)
CBOE Holdings, Inc. (NASDAQ: CBOE) today said the company completed its acquisition of Bats Global Markets, Inc. (Bats: BATS) on Tuesday, February 28, in a cash and stock transaction valued at approximately $3.4 billion (based on the closing price ...
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