Search Results for: compliance
Brexit – What Does It Mean For Taxpayers?
June 29th, 2016
June 23rd, 2016, whether for good or for ill, will go down in history as the day on which the European Union became less united, setting in train an as-yet-uncertain, although widely speculated upon, sequence of events. The referendum ...
CySec released a Consultation Paper regarding a proposed circular on the selection, use and monitoring of liquidity providers/market makers
June 29th, 2016
The Cyprus Securities and Exchange Commission (CySec) has published a Consultation Paper regarding a proposed circular on the selection, use and monitoring of liquidity providers/market makers. The CySEC invites you to submit your comments/suggestions, in Word format, by Monday, ...
CySec: The license of a Cyprus Investment Firm continues to be suspended
June 29th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform for the Continuance of Suspension of Cyprus Investment Firm (CIF) licence of the firm ‘UBFS Invest powered by Moneychoice Brokers Ltd’ with number 239/14. The decision ...
CySec published Consultation Paper regarding the obligations of CIFs when providing information to clients and invites comments and suggestions submission
June 29th, 2016
The Cyprus Securities and Exchange Commission has published a Consultation Paper of the Cyprus Securities and Exchange Commission regarding a proposed circular on the obligations of CIFs (Cyprus Investment Firms) when providing information to clients in relation to services and instruments ...
Global law firm Baker & McKenzie announced 85 partnership promotions
June 29th, 2016
Combining this year’s promotions and new lateral talent, the Firm added 150 partners. Premier global law firm Baker & McKenzie announces election of 85 new partners. This latest investment in the Firm’s expertise grows the total number of partners ...
ASIC cancels licence of AFS wholesale service provider
June 29th, 2016
ASIC has cancelled the Australian financial services (AFS) licence of Ergo Capital Pty Ltd (AFS licence No 420978) for failing to comply with a number of its obligations as a financial services licensee, including: lodgement of its financial statements ...
Brexit Aftermath: First Thing We Do, Hire All the Lawyers
June 28th, 2016
The U.K.’s decision to leave the European Union means years of uncertainty for bankers and investors—and years of extra work for lawyers. Members of the bar and their colleagues at accounting and consulting firms are shaping up as the ...
Multinational law firm expands across Italy with four new offices and 21 partners
June 23rd, 2016
Tie-up sees firm gain four new offices and 21 partners across Milan, Rome, Venice and Turin. European law firm Fieldfisher has agreed a merger with Italian law firm Studio Associato Servizi Professionali Integrati (SASPI). The merger, structured as a ...
Three EY firms have expanded their legal services offerings
June 22nd, 2016
Former Norton Rose Fulbright partner joins EY Law LLP in Canada to lead Business Law team New legal services practices established in Chile and Argentina Three EY firms have expanded their legal services offerings, further strengthening their ability to ...
ASIC releases report highlighting significant failures in the retail OTC derivatives industry
June 22nd, 2016
ASIC releases report highlighting significant failures in the retail OTC derivatives industry ASIC today released a report detailing the findings of a recent surveillance program and identifying some serious and widespread compliance failures in the retail over-the-counter (OTC) derivatives ...
