Search Results for: fCA
Deutsche Bank fined £227 million by FCA
April 23rd, 2015
The Financial Conduct Authority (FCA) has handed Deutsche Bank AG (Deutsche Bank) a £227 million ($340 million) fine, its largest ever for LIBOR and EURIBOR-related (collectively known as IBOR) misconduct. The fine is so large because Deutsche Bank also ...
FCA fines Merrill Lynch
April 22nd, 2015
FCA has issued a press release to inform that: Merrill Lynch International (MLI) has been fined £13,285,900 by the Financial Conduct Authority (FCA) for incorrectly reporting 35,034,810 transactions and failing to report another 121,387 transactions between November 2007 and ...
FCA warning against a scam property fund
April 20th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Hermay Limited has been accepting deposits from consumers without our authorisation and we suspect it has operated a scam property fund ...
FCA fines The Bank of New York Mellon
April 15th, 2015
The Financial Conduct Authority of UK issued a press release to inform that: The Financial Conduct Authority (FCA) has today fined The Bank of New York Mellon London Branch (BNYMLB) and The Bank of New York Mellon International Limited ...
FCA issued a warning about a Clone Firm
April 14th, 2015
The FCA has issued a warning to inform that: Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: Black Rock Ltd (clone of FCA authorised firm) Telephone: +44 203 ...
FCA reports companies offering investment services without authorisation
March 31st, 2015
The supervisory authority of the United Kingdom (Financial Conduct Authority – FCA) reports companies that are offering investment services without the required authorisation: Whitfield International Consulting Group (www.whitfieldintlconsultinggroup.com), with declared headquarters in New York; Copper and Partners (www.copperandpartners.com), with declared headquarters ...
FCA lambasted by MPs over insurance market panic
March 27th, 2015
The Financial Conduct Authority has still not learnt from last year’s calamitous “pre-briefing” of insurance market reforms, and its chief executive, Martin Wheatley, is still in denial about what went wrong, a committee of MPs warns today. The Treasury ...
FCA warning against clone firm
March 26th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: Clone ...
FCA warning against unauthorised firms
March 26th, 2015
FCA has issued a press release to warn investors against dealing with unauthorised firms. According to FCA, the below firms are not authorised by FCA but has been targeting people in the UK: GMT Markets Limited and BlackBird Clear ...
FCA wins appeal case against unregulated investment schemes
March 25th, 2015
The Financial Conduct Authority (FCA) has received the judgment from The Court of Appeal hearing for Capital Alternatives and others which took place on 27 and 28 January 2015. The Court of Appeal has ruled that all four schemes ...
