Search Results for: fCA
BP to Settle Federal, State and Local Deepwater Horizon Claims for up to $18.7 Billion
July 3rd, 2015
BP to Settle Federal, State and Local Deepwater Horizon Claims for up to $18.7 Billion With Payments to be Spread Over 18 Years The Disclosure and Transparency Rules (“DTR”) made by the Financial Conduct Authority govern amongst other matters ...
Study: Penalties Levied by Financial Watchdogs Spiked in 2014
July 2nd, 2015
Financial regulators in the United States, United Kingdom, and Hong Kong have decreased their agency expenditures but increased the penalties they’ve levied, according to a new report by regulatory, compliance, and risk consultancy Kinetic Partners. The study, Global Enforcement ...
Plus500: Trading and Remediation Update
June 30th, 2015
Plus500, a leading online service provider for retail customers to trade CFDs internationally, today announces the following Trading and Remediation update. Trading As at close of business on 27 June 2015, the last practicable date, the Group had achieved ...
Top Stories of the day June 26
June 26th, 2015
1. Citigroup Inc (C.N) will combine its retail banking and mortgage operations under Jonathan Larsen, according to an internal memo seen by Reuters, in the second senior promotion for a veteran of the bank’s Asian franchise this year. The ...
Regulatory Fine
June 26th, 2015
Global Regulators Cyprus Securities and Exchange Commission (CySec) Fines Imposed for Year 2015 and 2016
One Financial Markets Announces New FSP License in South Africa
June 25th, 2015
One Financial Markets is pleased to announce its new license to operate as a foreign financial service provider (FSP) in South Africa. Authorised and regulated by the Financial Conduct Authority (FCA) in the UK, One Financial Markets offers international ...
Investigation into KPMG in connection with The Bank of New York Mellon’s compliance with the FSA’s client asset rules
June 23rd, 2015
The Financial Reporting Council (FRC) has launched an investigation under the Accountancy Scheme into the conduct of KPMG Audit plc, auditors to The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited, ...
Financial Regulators warnings on unauthorised companies providing investment services
June 18th, 2015
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert that: Akasaka Acquisition Group Addresses: 4th Floor, Kiocho Building, 3-12 Kioi-Cho, Chiyoda-Ku, Tokyo, 1020096 32nd FL., Ana Hotel Tokyo, 12-33, Akasaka 1-Chome, Minato-Ku, Tokyo, 107-0052 Tel- +81345888499, ...
ICE Benchmark Administration Announces Bank of China as a Direct Participant to the Gold Auction
June 17th, 2015
Intercontinental Exchange (NYSE: ICE), the leading global network of exchanges and clearing houses, today announced that Bank of China has been approved by ICE Benchmark Administration (IBA) to participate in the gold auction which is used to determine the ...
BoE: Fair and Effective Markets Review Releases Final Report
June 11th, 2015
Bank of England – The Fair and Effective Markets Review today published its Final Report, which sets out 21 recommendations to help restore trust in the wholesale Fixed Income, Currency and Commodity (FICC) markets. The Review was established by the ...
