Search Results for: fca
FCA warning against unauthorised firms
June 19th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: EAZZY Business Limited (www.eazzy.biz) Sierra Finance Asset Management (http://sierrafam.com) ...
FCA warning against unauthorised firms
June 13th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: Loans 4 u CMBS Portfolio (www.cmbs-portfolio.com) FCA points ...
FCA warning against unauthorised firms
June 12th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: BBC Debts.com ZoomPayday (www.zoompayday.co.uk) Seth Cohen LLP (www.sethcohen.us) ...
FCA warning against unauthorised firms
June 11th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: Ayrshire Debt Solutions Limited PL Securities Phoenix Debt ...
FCA finalises rules to improve the protection of client money and custody assets
June 10th, 2014
The Financial Conduct Authority (FCA) has announced in a press release that it has finalised changes to the client money and custody assets (client assets) rules. These changes affect approximately 1,500 FCA regulated firms that carry out investment business, ...
FCA warning against clone firms
June 6th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that: GFI Securities Limited Stewart International Inc / Stewart International Ltd Stewart Title Limited” Sachs Manfred Sachs Manfred are clone firms, thus, are ...
FCA says logbook lenders must raise standards
June 5th, 2014
The Financial Conduct Authority (FCA), the British regulatory authority has urged the importance of raising longbook lenders’ standards after finding evidence of poor firm behaviour, including little or no affordability checks with some applicants encouraged to manipulate details of their ...
FCA warning against unauthorised firms
June 4th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: American First City Corporation London & London Bond ...
FCA warning against unauthorised firms
May 29th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: London Prestige Capital Limited Hamilton Carter International Commodities ...
FCA warning against clone firm
May 28th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “Assiprime Euro Brokering” is the clone firm of “Assiprime Euro Brokering Srl”, thus, is not permitted to provide any financial services or ...
