Search Results for: sec
Morgan Stanley reported second quarter earnings well above expectations
July 20th, 2017
Morgan Stanley shares jump after earnings, revenue easily beat the Street Morgan Stanley reported second quarter earnings Wednesday that soundly topped expectations, helped by an increase in stock trading revenues and profits from its wealth management business. Earnings per ...
LSEG and IBM to develop securities data blockchain solution for European SMEs
July 19th, 2017
Borsa Italiana project plans to digitize securities certificate data to simplify issuance and management of shareholding information Solution aims to create a shared registry of shareholder transaction records Blockchain technology helps expand SMEs’ access to credit and enable shareholder ...
Global energy investment fell the second consecutive year
July 14th, 2017
Global energy investment fell for a second year in 2016 as oil and gas spending continues to drop Global energy investment fell by 12% in 2016, the second consecutive year of decline, as increased spending on energy efficiency and ...
CySec suspends the license of a Cyprus Investment Firm
July 14th, 2017
The Cyprus Securities and Exchange Commission (CySec) announces that the authorisation of the Cyprus Investment Firm OptionRally Financial Services Ltd (‘the Company’), number 220/13, is suspended, pursuant to section 26(2) of the Investment Services and Activities and Regulated Markets ...
CySec: Two firms authorised as Administrative Services Providers
July 13th, 2017
The Cyprus Securities and Exchange Commission (CySec) released today announcements to inform that the firms Wise Wolves Capital (EU) Ltd and KHGP Ltd (ex Hoijer Ltd) approved by the Commission as Administrative Services Provider (ASP). Below details were released: Wise Wolves Capital ...
CySec announced CIF license authorization for a Cyprus Investment Firm
July 12th, 2017
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that a new firm has been approved by the Commission as a Cyprus Investment Firm. According the announcement the firm ...
CySec announced a total fines of €195,000 on directors of a Cyprus Investment Firm
July 10th, 2017
The Cyprus Securities and Exchange Commission (CySec) has today announced a series of financial penalties on the directors of Falcon Brokers Limited (www.new.falconbrokers.com; the “Company”), and has banned all key persons of the Company from exercising professional activity related ...
CySec announced settlement with a Cyprus Investment Firm for possible violations of the Law
July 5th, 2017
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to make publish its decision about reach a settlement with a Cyprus Investment Firm (CIF). According the announcement: CySec, under article 37(4) of the Cyprus Securities and Exchange Commission ...
CySec released that a new Cyprus Investment Firm got the CIF license
July 4th, 2017
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that a new firm has been approved by the Commission as a Cyprus Investment Firm. According the announcement the firm ...
QMIS Securities Limited and former responsible officer convicted of giving SFC false or misleading information
July 3rd, 2017
The Eastern Magistrates’ Court has convicted QMIS Securities Limited (QMIS) and its former responsible officer (RO), Mr Huang Kuang Cheng, of making false or misleading representations when submitting licensing information to the Securities and Futures Commission (SFC) (Notes 1 ...
