Search Results for: sec
CySec: Cyprus Investment Firm renounced its authorisation
July 11th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that on 1 June 2016, the CIF Metropol (Cyprus) Ltd, which provided investment services via the domain www.metropol-cyprus.com, renounced its authorization pursuant to section 24(1)(b) of ...
CySec issued a Circular to inform Cyprus Investment Firms regarding Quarterly Statistics
July 4th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued a circular to infom Cyprus Investment Firms in relation to their Quarterly Statistics and Authority’s request for the electronic submission of information. According to CySec: 1. Information requested by CySEC ...
US energy secretary sees oil market coming into balance
July 1st, 2016
The U.S. energy secretary said Friday he sees the global oil market coming into balance over the next year as rising demand catches up with a two-year-old supply glut that depressed prices. Ernest Moniz said supplies should be adequate ...
Nasdaq acquired International Securities Exchange (ISE)
July 1st, 2016
As a premier options exchange operator, Nasdaq has a history of fundamentally changing the way markets operate to benefit market participants and investors. Nasdaq believes this complimentary deal brings together the best in technology and talent to create greater ...
CySec announced Renouncement of license of a Cyprus Investment Firm (CIF)
June 30th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that on 23 May 2016, the CIF Grow Wealth Assets Limited (the ‘Company’), which provided investment services via the domain www.growwealthassets.com, renounced its authorization pursuant to section ...
FINRA Fines Deutsche Bank Securities Inc. $6 Million
June 30th, 2016
The Financial Industry Regulatory Authority (FINRA) today announced it has fined Deutsche Bank Securities Inc. $6 million for failing to provide complete and accurate trade data in an automated format in a timely manner when requested by FINRA and ...
SEC Proposes Rule Requiring Investment Advisers to Adopt Business Continuity and Transition Plans
June 29th, 2016
The Securities and Exchange Commission today proposed a new rule that would require registered investment advisers to adopt and implement written business continuity and transition plans. The proposed rule is designed to ensure that investment advisers have plans in ...
CySec released a Consultation Paper regarding a proposed circular on the selection, use and monitoring of liquidity providers/market makers
June 29th, 2016
The Cyprus Securities and Exchange Commission (CySec) has published a Consultation Paper regarding a proposed circular on the selection, use and monitoring of liquidity providers/market makers. The CySEC invites you to submit your comments/suggestions, in Word format, by Monday, ...
CySec: The license of a Cyprus Investment Firm continues to be suspended
June 29th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform for the Continuance of Suspension of Cyprus Investment Firm (CIF) licence of the firm ‘UBFS Invest powered by Moneychoice Brokers Ltd’ with number 239/14. The decision ...
CySec published Consultation Paper regarding the obligations of CIFs when providing information to clients and invites comments and suggestions submission
June 29th, 2016
The Cyprus Securities and Exchange Commission has published a Consultation Paper of the Cyprus Securities and Exchange Commission regarding a proposed circular on the obligations of CIFs (Cyprus Investment Firms) when providing information to clients in relation to services and instruments ...
