Search Results for: securities and exchange commission
CySec: acquisition of CIF (Cyprus Investment Firms) licence
November 14th, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Glistentree Holdings Limited” has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the ...
SEC Seeks $329 Million From Wylys in Illegal Trading Case
November 13th, 2014
Samuel Wyly and the estate of his brother Charles should pay $329 million for using offshore accounts to hide stock holdings and engage in illegal trading, regulators argued in seeking to increase the penalty ordered by a judge. Wyly ...
SEC to Impose Penalties More Often in Muni Fraud Cases
November 11th, 2014
The U.S. Securities and Exchange Commission plans to impose penalties more frequently in the $3.7 trillion municipal securities market. “An enforcement model with no penalties was not sustainable,” Andrew Ceresney, the SEC’s director of enforcement, said during a panel ...
CySec announcement regarding lapse of CIF authorisation
November 10th, 2014
The Cyprus Securities and Exchange Commission (CySec), the Cypriot regulator, announced that, on 3rd of September 2014, the CIF authorisation of «Trendoks Ltd» with number 212/13 has lapsed, pursuant to section 24(1)(a) of the Investment Services and Activities and Regulated Markets ...
CySec: acquisition of CIF (Cyprus Investment Firms) licence
November 10th, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Myfxbook Ltd” has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the supervision ...
The $9 Billion Witness: Meet JPMorgan Chase’s Worst Nightmare
November 10th, 2014
She tried to stay quiet, she really did. But after eight years of keeping a heavy secret, the day came when Alayne Fleischmann couldn’t take it anymore. “It was like watching an old lady get mugged on the street,” she ...
CySec: acquisition of CIF (Cyprus Investment Firms) licence
November 7th, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Trilt Ltd” has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the supervision ...
Texas man charged in first-ever bitcoin Ponzi scheme
November 7th, 2014
In the first federal securities case involving a Ponzi-scheme using the digital currency, a Texas man was charged Thursday in New York with defrauding investors of millions of dollars worth of bitcoin. Trendon Shavers, 32, was arrested at his ...
CySec: acquisition of CIF (Cyprus Investment Firms) licence
November 6th, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Lucro Capital Ltd” has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the ...
CySec: acquisition of CIF (Cyprus Investment Firms) licence
November 5th, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Performance Ronnaru Company Ltd” has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the ...
