Search Results for: securities and exchange commission
UCITS – (Undertakings for Collective Investment in Transferable Securities)
March 6th, 2014
UCITS are open-ended undertaking for collective investment in transferable securities. (UCITS) is an undertaking the sole object of which is the collective investment in transferable securities and/or in other liquid financial assets of capital raised from the public, and ...
CySEC reached a settlement agreement with a Cyprus Investment Firm
October 12th, 2022
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement on 7 October 2022 to inform that: CySEC, under article 37(4) of the Cyprus Securities and Exchange Commission Law of 2009, may reach a settlement agreement regarding any ...
CySEC announced settlement with a Cyprus Investment Firm
July 26th, 2022
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform that it has reached a settlement with a Cyprus Investment Firm regarding possible breach of legislation. According with the the announcement, CySEC, under article 37(4) of ...
Cyprus Investment Firm fined for non compliance with an Article of the Market Abuse Regulation
August 16th, 2021
The Cyprus Securities and Exchange Commission (the ‘CySEC’) has issued an announcement to inform that has decided to impose an administrative fine to a Cyprus Investment Firm (CIF). In accordance with the CySEC’s announcement: The Board of the Cyprus ...
CySEC suspends partially the license of a Cyprus Investment Firm
August 4th, 2021
The Cyprus Securities and Exchange Commission (‘CySEC’) announces that the authorisation of the Cyprus Investment Firm Indication Investments Ltd (‘the Company’), number 164/12, is suspended partially, pursuant to section 10(1) of Directive DI87-05 for The Withdrawal and Suspension of ...
CySEC imposed an administrative fine to a Cyprus Investment Firm
June 16th, 2021
The Cyprus Securities Exchange Commission (CySEC) has issued an announcement to inform that has decided to impose an administrative fine to a Cyprus Investment Firm (CIF). According with the CySEC announcement: The Board of the Cyprus Securities Exchange Commission ...
CySEC announced withdrawal of Cyprus Investment Firm authorisation
May 20th, 2021
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement today to inform that it has decided to withdraw CIF authorisation of a Cyprus investment Firm. In accordance with CySEC’s announcement, CySEC on its meeting of 10 May ...
CySEC: Withdrawn of the Investors Compensation Fund membership
April 5th, 2021
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement on April 2, 2021, to inform that the Investors Compensation Fund (‘the ICF’) has withdrawn the ICF membership of a member after the CySEC’s decision to withdraw the Cyprus ...
CySEC reached a settlement with a CIF for 100.000 euro
April 2nd, 2021
The Cyprus Securities and Exchange Commission (CySEC) has announced that has reached a settlement with a Cyprus Investment Firm (CIF). The settlement decision is in accordance with article 37(4) of the Cyprus Securities and Exchange Commission Law of 2009, ...
CySEC reached a settlement with a Cyprus Investment Firm for €50.000
March 24th, 2021
The Cyprus Securities and Exchange Commission (CySEC) has today announced that has reached a settlement with a Cyprus Investment Firm for possible violations. In accordance with the CySEC’s announcement: CySEC, under article 37(4) of the Cyprus Securities and Exchange ...