Search Results for: warning
FCA warning against clone firm
June 8th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their tactics to scam people: Clone firm details Vanguard ...
AMF issues a public warning against the activities of 14 unauthorised websites and operators
May 29th, 2015
Following questions and testimonies from French consumers, the Autorité des Marchés Financiers (AMF) draws the public’s attention to the activities of 14 websites and operators that are not authorised to provide investment services on French territory. The 14 websites ...
Consob Warnings:G.M.E Ltd – Schwartz & Stien Partners
May 26th, 2015
The Commissione Nazionale per le Società e la Borsa reports that: the company G.M.E Ltd is not authorised to provide investment services and business in Italy in any way, including through the website www.bankinvestcapital.com; the company Schwartz & Stien Partners – which ...
FMA issues warning on continuous disclosure obligations and secures $500,000 compensation payment from Pacific Edge Limited
May 25th, 2015
The Financial Markets Authority (FMA) has concluded its investigation into Pacific Edge Limited regarding potential breaches of its continuous disclosure obligations. The FMA has concluded that it is likely Pacific Edge contravened NZX Main Board Listing Rule 10.1.1(a) and, ...
CNMV (Spain): Warning against USFIA Inc. (having a web presence on www.usfiamlm.com)
May 20th, 2015
Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that: USFIA Inc. www.usfiamlm.com Is not authorised to provide the investment services detailed in ...
FMA removes offshore firms from the Financial Services Provider Register – warnings issued against companies who fail to respond
May 19th, 2015
The Financial Markets Authority (FMA) today confirmed that a number of offshore firms have recently been removed from the Financial Services Provider Register (FSPR). While the Registrar of Companies maintains the FSPR, the FMA has powers to direct the ...
FCA warning against clone firm
May 12th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their tactics to scam people: Clone firm details Corporate ...
Warnings: www.cteqs.com – NTD Invest Corp Ltd
May 11th, 2015
The Commissione Nazionale per le Società e la Borsa reports that: the website www.cteqs.com cannot be traced to subjects authorised to provide investment services and facilities in Italy. the company NTD Invest Corp Ltd is not authorised to provide investment services and ...
Experts Are Warning That The 76 Trillion Dollar Global Bond Bubble Is About To Explode
May 5th, 2015
Warren Buffett believes “that bonds are very overvalued“, and a recent survey of fund managers found that 80 percent of them are convinced that bonds have become “badly overvalued“. The most famous bond expert on the planet, Bill Gross, ...
FCA warning against clone firm
May 5th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their tactics to scam people: Clone firm details Ebor ...
