Search Results for: warning
FCA warning against unauthorised firm
May 4th, 2015
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals offering, promoting or selling financial services or products in ...
Supervisory Authorities issued warnings on unauthorised companies
April 20th, 2015
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA) and Spain (Comision Nacional del Mercado de Valores – CNMV) report companies that are offering investment services without the required authorisation. Reported by the FCA: Investec Asset ...
FCA warning against a scam property fund
April 20th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Hermay Limited has been accepting deposits from consumers without our authorisation and we suspect it has operated a scam property fund ...
FSC Mauritius issued a Warning against WATTENBERG CAPITAL LTD
April 16th, 2015
The Financial Services Commission, Mauritius (the “FSC Mauritius”) would like to alert the public with regards to WATTENBERG CAPITAL LTD (“WATTENBERG”). The FSC Mauritius has recently been apprised that WATTENBERG is allegedly purporting to be regulated by the FSC ...
FCA issued a warning about a Clone Firm
April 14th, 2015
The FCA has issued a warning to inform that: Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: Black Rock Ltd (clone of FCA authorised firm) Telephone: +44 203 ...
BFSC: Warning against Alpha Broker Ltd
April 8th, 2015
The Bulgarian Financial Supervision Commission (FSC) warns the public that company ALPHA BROKING LTD is not licensed by the FSC and hence is not eligible to provide investment services and activities under the Markets in Financial Instruments Act as ...
Warnings: Mrg Markets – YouTrade Holdings Limited
April 8th, 2015
The National Commission for Companies and the Stock Exchange (Commission Nazionale per le Società e la Borsa) reports that the companies Mrg Markets, formerly Service Solutions and YouTrade Holdings Limited are not authorised to provide investment services and business in Italy in ...
ASIC issues warning about Grandegoldens
March 30th, 2015
ASIC cautions Australian investors in the retail foreign exchange industry in regard to dealing with a company named Grandegoldens Pty Ltd (ACN 080 952 245). ASIC has become aware of a website, http://www.grandegoldens.com, that is offering services in the ...
FCA warning against clone firm
March 26th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: Clone ...
FCA warning against unauthorised firms
March 26th, 2015
FCA has issued a press release to warn investors against dealing with unauthorised firms. According to FCA, the below firms are not authorised by FCA but has been targeting people in the UK: GMT Markets Limited and BlackBird Clear ...
