Search Results for: warning
FCA warning against unauthorised firm
September 9th, 2014
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing that the firm “Jacobs Buchanan Investment Advisors / Jacobs Buchanan Partnership” (www.jacobsbuchanan.com) is not permitted to provide any financial services or products. FCA warns that ...
FCA warning against unauthorised firm
September 2nd, 2014
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing that the firm “Marcus KPO Services LLC” (www.MarcusKPO.com) is not permitted to provide any financial services or products. FCA warns that this firm is neither ...
SRA scam warnings
August 29th, 2014
Birketts has been exposed by the Solicitors Regulation Authority (SRA) as the subject of a scam after members of the public received emails purportedly from the UK Border Agency advising them to send money to the firm as well ...
FCA warning against unauthorised firm
August 26th, 2014
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing the investors that “Capital Mergers and Acquisitions” (www.capitalmajp.com) is not permitted to provide any financial services or products. FCA warns that this firm is neither regulated ...
U.S. regulators step up warnings to banks for poor risk-spotting
August 21st, 2014
U.S. regulators are sending some of the biggest global banks verbal warnings as they crack down on the firms’ poor grasp of their own weaknesses, and push for rapid improvements in risk assessment, according to two sources familiar with ...
CySec warning against unauthorised firms
August 13th, 2014
The Cyprus Securities and Exchange Commission (CySec) wishes to inform the investors that the companies ‘Chelestra Ltd’ (https://www.lbinary.com) and ‘T.B.S.F. Best Strategy Finance Ltd’ (https://www.regaloptions.com): 1. Are not permitted to provide investment and ancillary services in the Republic, pursuant ...
FCA warning against unauthorised firms
August 8th, 2014
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing the investors that “Thungen Financial/ Thüngen Financial” (www.thungenfinancial.com) and “Leveltrade Ltd t/a LevelTrade” (www.leveltrade.com) are not permitted to provide any financial services or products. FCA warns ...
FCA warning against unauthorised firms
July 30th, 2014
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing the investors that “Eden & Bracha Ltd” (http://www.edenandbracha.co.uk) and “Krypton Studios” (www.kryptonstudios.co.uk) are not permitted to provide any financial services or products. FCA points out that ...
China’s Debt, At 250% Of GDP And Rising, Flashes Warning Signs
July 23rd, 2014
China’s debt has swelled to more than 2 1/2 times the size of its economy, a sign Beijing will face difficulties as it seeks to expand, triggering to a financial crisis. The world’s second-largest economy in June reached a ...
Tesco CEO Clarke to leave after profit warning
July 21st, 2014
Britain’s biggest retailer Tesco said on Monday its chief executive Philip Clarke would quit, to be replaced by Unilever executive Dave Lewis, after it issued a profit warning. Tesco said Clarke would continue as CEO until October 1 when ...
