Search Results for: warning
The honeymoon is over: Wall Street is finally taking Trump literally
February 2nd, 2017
By itself, the 230-point drop in the Dow Jones Industrial Average DJIA, -0.16% this week wasn’t earth shattering: 1% gains and losses happen all the time. But the clattering sound accompanying it wasn’t hard to diagnose: It was the ...
Non-committal Fed drives down dollar, dampens stocks
February 2nd, 2017
The dollar slipped to a 12-week low on Thursday and stock and bonds markets both showed caution after the U.S. Federal Reserve stuck to its mildly upbeat view of the world but gave no hint on when it will ...
What a leaked EU report says for Brexit
February 2nd, 2017
The European commission’s Brexit negotiators must strike a “workable” deal with Theresa May’s government to protect the City of London or the economies of the remaining member states will be damaged, a leaked EU report warns. The document – ...
FCA and PRA publish final changes to enhance enforcement decision-making processes
February 1st, 2017
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have today published final changes in a Policy Statement (PS) aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes. The consultation and policy recommendations covered ...
CONSOB warns for firms providing unauthorised investment services in Italy
January 31st, 2017
The National Commission for Companies and the Stock Exchange (CONSOB), the financial regulator of Italy, has issued an announcement to inform regarding companies not authorized to provide investment services and business in Italy. Specific, CONSOB released that the companies: ...
E*TRADE ordered to pay a $280,000 penalty
January 27th, 2017
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against E*TRADE Securities LLC (E*TRADE Securities), an Introducing Broker, and E*TRADE Clearing LLC (E*TRADE Clearing), a Futures Commission Merchant, for non-compliance with applicable record-keeping ...
Saxo Bank to cut jobs in the digital age
January 26th, 2017
Announcement comes just days after Davos business leaders warned of the threat to white-collar jobs Saxo Bank, a Danish bank that specialises in online trading, is cutting jobs in a drive to “digitise” and “streamline” its business – just ...
Asia Stocks Extend Global Rally on Growth Optimism: Markets Wrap
January 25th, 2017
S&P 500 Index climbs to record as commodity shares advance Australian dollar slides on weaker-than-expected inflation Stocks in Asia joined a global equities rally as corporate results reignited investors’ optimism in economic growth. A surge in commodities prices bolstered ...
FCA warns pension scheme operators are at risk from smarter scams
January 24th, 2017
The Financial Conduct authority (FCA), the financial regulator of UK, has issued a warning to alert authorised firms for the risks arising from failing to carry out appropriate due diligence on investment offerings. While aimed primarily at pension scheme ...
BCSC warns against a Binary Options provider
January 23rd, 2017
The British Columbia Securities Commission (BCSC) has issued a warning to inform public and investors about Redwood Options, operated by Hampshire Capital Ventures Ltd. (together, the Parties). Redwood Options claims to be a binary options trading brokerage based in Norwich, England, ...
