Search Results for: warnings
Tesco-style accounting risks
September 24th, 2014
Tesco Plc’s disclosure of huge accounting mistakes over contracts with its suppliers shocked industry analysts and executives, but not because they didn’t realise the potential for disaster. On the contrary, they assumed that everyone in retailing was fully aware ...
FCA warns against clone firm
September 16th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning against clone firm “DuPont Financial, DuPont FX & DP Global Services Ltd” (www.dupontfx.com). FCA warns investors that this clone company is not permitted to provide ...
CySec warning against unauthorised firm
September 12th, 2014
The Cyprus Securities and Exchange Commission (CySec) wishes to inform the investors that the company ‘S.C. BINARY FLOOR ONLINE LTD’ (www.binaryfloor.com): 1. Is not permitted to provide investment and ancillary services in the Republic, pursuant to Investment Services and ...
FCA warning against clone firm
September 12th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “The Right Loan 4 U(www.metadi.co.uk) is the clone firm of “The Right Loan 4 U Co Ltd”, thus, is not permitted ...
FCA warning against unauthorised firm
September 9th, 2014
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing that the firm “Jacobs Buchanan Investment Advisors / Jacobs Buchanan Partnership” (www.jacobsbuchanan.com) is not permitted to provide any financial services or products. FCA warns that ...
FCA warning against unauthorised firm
September 2nd, 2014
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing that the firm “Marcus KPO Services LLC” (www.MarcusKPO.com) is not permitted to provide any financial services or products. FCA warns that this firm is neither ...
FCA warns against boiler room clone firm
September 1st, 2014
Financial Conduct Authority (FCA), the British regulator has issued a warning against boiler room “City Equities Ltd” (www.cityeq.com), informing the investors that the company appears as the clone firm of the FCA regulated firm, “City Equities Limited” (www.cityequities.com). Fraudsters ...
ASIC charges Goldman Sachs Australia Pty Ltd with $35,000 penalty
September 1st, 2014
The Australian Securities and Investments Commisions (ASIC) has charged Goldman Sachs Australia Pty Ltd (Goldman Sachs) with a penalty of $35,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (MDP). The penalty was ...
FCA warns against boiler room clone firm
August 28th, 2014
Financial Conduct Authority (FCA), the British regulator has issued a warning against boiler room “London Capital Group Asia (Clone of FCA authorised firm) / LCGA Fxplatform / LCG Asia / LCG Forex” (www.lcga-fx.com / www.lcga.asia.lid-cn / http://indo.lcga-fx.com / www.fxlcg.com), ...
FCA warning against unauthorised firm
August 26th, 2014
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing the investors that “Capital Mergers and Acquisitions” (www.capitalmajp.com) is not permitted to provide any financial services or products. FCA warns that this firm is neither regulated ...
