Search Results for: warnings
The Perils of Silos in Risk Management
June 4th, 2014
Silos, or autonomous units, can exist in most organizations. It’s no surprise that risk management can be divided into “siloed” functions, and it’s commonly done. Among their advantages: Silos can enable risk management specialization by business unit. For example, ...
FCA warning against unauthorised firms
May 29th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: London Prestige Capital Limited Hamilton Carter International Commodities ...
FCA warning against clone firm
May 28th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “Assiprime Euro Brokering” is the clone firm of “Assiprime Euro Brokering Srl”, thus, is not permitted to provide any financial services or ...
FCA warning against unauthorised firms
May 26th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: Premier Mergers and Acquisitions Anytime Loans (www.anytimeloans.co.uk) Albert ...
FCA warning against unauthorised firm
May 21st, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “Credit Clear Services Ltd t/a The Full Financial Review” is not permitted to provide any financial services or products. Furthermore, FCA ...
FCA warning against clone firms
May 19th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “Startuploans Ltd” and “Loan-Monarch” are clone firms, thus, are not permitted to provide any financial services or products. Furthermore, FCA points out ...
FCA warning against unauthorised firm
May 16th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “TimeBinary” is not permitted to provide any financial services or products. Furthermore, FCA points out that “TimeBinary” is neither regulated nor authorised by ...
Bitcoin consumer platform debuts at Circle
May 16th, 2014
Starting Friday at 5:30 a.m. ET, Bitcoin start-up Circle is launching a Web platform that will allow consumers to purchase Bitcoin in any amount they choose and then use that Bitcoin to spend on online shopping, at restaurants and ...
FCA warning against clone firm
May 15th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “ACM Financial UK” is the clone firm of “ACM Financial Services (UK) Limited” (www.acmbroking.com), therefore, it is not permitted to provide any ...
FCA: Martin Brokers (UK) Limited was fined for significant failings in relation to LIBOR
May 15th, 2014
The Financial Conduct Authority (FCA), the British regulatory authority, has fined Martin Brokers (UK) Ltd (Martins) £630,000 for misconduct relating to the London Interbank Offered Rate (LIBOR). Martins would have been fined £3,600,000 but for the fact that the ...
